| Regulation | LIS Non-Compliance Area | Correction Required | Plans of Correction | Correction Date | POC Status |
| 6400.141(c)(4) | Individual #1 had a vision examination under sedation completed 4/25/22 and the form noted a follow up appointment in one year, and Individual #1's next vision examination was completed on 7/15/24. The agency is responsible to ensure vision examinations are scheduled within regulatory timeframes. | The physical examination shall include: Vision and hearing screening for individuals 18 years of age or older, as recommended by the physician. | The guardian has requested that they schedule all apointments. The guardian was informed of regulatory requirements. The guardian has scheduled a follow-up vision exam for 6/16/25. |
04/11/2025
| Implemented |
| 6400.142(a) | Individual #1 had a dental examination on 5/11/23 and their next one occurred on 9/20/24. The agency is responsible to ensure dental examinations are scheduled within regulatory timeframes. | An individual 17 years of age or younger shall have a dental examination performed by a licensed dentist semiannually. An individual 18 years of age or older shall have a dental examination performed by a licensed dentist annually. | The guardian has requested to schedule all medical appointments. The guardian was informed of regulatory requirements. The guardian has scheduled a follow-up dental exam for 9/19/25. |
04/11/2025
| Implemented |
| 6400.144 | Individual #1 had a neurology appointment on 2/14/24 and the form noted to follow up in 1 year. There was no record or document that this appointment occurred. | Health services, such as medical, nursing, pharmaceutical, dental, dietary and psychological services that are planned or prescribed for the individual shall be arranged for or provided.
| The guardian has requested to schedule all medical appointments. The guardian was informed of regulatory requirements. The guardian has scheduled a follow-up neurology appointment for 7/22/25. This was the first available appointment. |
04/18/2025
| Implemented |
| 6400.195(a) | Individual #2's Individual Support Plan (ISP) dated 3/30/24, states under the general health and safety risk section that Individual #2 is not provided with knives due to a history of using sharps to threaten/aggress towards self and/or others. At the time of the inspection, the knives and sharps were locked in a cabinet in the home. The provider is implementing a restrictive procedure without a behavior support plan reviewed by a human rights team that addresses the need for the restrictive procedure. | For each individual for whom a restrictive procedure may be used, the individual plan shall include a component addressing behavior support that is reviewed and approved by the human rights team in § 6400.194 (relating to human rights team), prior to use of a restrictive procedures. | The Behavior Specialist will complete a restrictive procedure plan for Individual #2 which will be reviewed at the next Human Rights Team meeting scheduled for May 12, 2025. Documentation attached. |
05/12/2025
| Implemented |