Regulation | LIS Non-Compliance Area | Correction Required | Plans of Correction | Correction Date | POC Status |
6400.15(a) | The agency completed the self-assessment of this home from 12/18/2024 through 1/8/2025 which was not completed during the 3 to 6 months prior to the expiration of the Certificate of Compliance or 6 to 9 months after the previous year's inspection. Additionally, the following sections of this self-assessment were left blank and not assessed for compliance: Staffing, Staff Health, Plan Development/Process/Content, Home Services, Day Services, Restrictive Procedures, Individual Records, Nine or More Individuals, Emergency Placement, Respite Care, and Semi-Independent Living. | The agency shall complete a self-assessment of each home the agency operates serving eight or fewer individuals, within 3 to 6 months prior to the expiration date of the agency¿s certificate of compliance, to measure and record compliance with this chapter.
| The agency is creating a schedule for each house to have a complete self-assessment within 3 to 6 months prior to the expiration date of the agency¿s certificate of compliance to measure and record compliance. |
01/17/2025
| Implemented |
6400.151(a) | Program Specialist #1, date of hire 12/9/2024, completed their initial employment physical examination on 12/13/2024. | A staff person who comes into direct contact with the individuals or who prepares or serves food, for more than 5 days in a 6-month period, including temporary, substitute and volunteer staff, shall have a physical examination within 12 months prior to employment and every 2 years thereafter. | HR will ensure that everyone will have a physical within the 12 months prior to employment. |
01/17/2025
| Implemented |
6400.151(c)(2) | Program Specialist #1, date of hire 12/9/2024, completed their initial employment tuberculin skin test on 12/13/2024. | The physical examination shall include: Tuberculin skin testing by Mantoux method with negative results every 2 years; or, if tuberculin skin test is positive, an initial chest x-ray with results noted. Tuberculin skin testing may be completed and certified in writing by a registered nurse or a licensed practical nurse instead of a licensed physician, licensed physician's assistant or certified nurse practitioner. | HR will ensure that everyone will have a TB 12 months prior to employment. |
01/17/2025
| Implemented |
6400.34(a) | Individual #1 was informed of their individual rights and the process to report a rights violation on 1/5/2024 and again on 1/13/2025. | The home shall inform and explain individual rights and the process to report a rights violation to the individual, and persons designated by the individual, upon admission to the home and annually thereafter. | Individual rights and the process will be added to an annual checklist and set up in the electronic health record with reminders 60 days before they are due to be signed again. |
01/29/2025
| Implemented |
6400.44(c)(2) | Program Specialist #1, date of hire 12/9/2024, possesses a bachelor's degree but does not have the pre-requisite 2 years of experience working directly with individuals with intellectual disabilities or autism. | A program specialist shall have one of the following groups of qualifications: A bachelor's degree from an accredited college or university and 2 years of work experience working directly with individuals with an intellectual disability or autism. | Program Specialist #1 is now a house supervisor, and the residential director will take on the caseload until pre-requisites for experience are met. |
01/17/2025
| Implemented |
6400.165(g) | Individual #1's psychiatric medication reviews were completed on 4/2/2024 and again on 7/17/2024. | If a medication is prescribed to treat symptoms of a psychiatric illness, there shall be a review by a licensed physician at least every 3 months that includes to document the reason for prescribing the medication, the need to continue the medication and the necessary dosage. | The individual¿s psychiatric medication review dates will be added to the electronic health record with alerts to the program coordinators and PC supervisor to ensure each review is done at least every 3 months, including documenting the reasons for prescribing the medication, the need to continue and the necessary dosage. |
01/29/2025
| Implemented |
6400.169(a) | Direct Service Worker #2 completed their last annual medication administration practicum on 3/17/2023. Direct Service Worker #2 completed Medication Administration Record reviews on 3/30/2023 and 1/8/2024 as well as one medication administration observation on 9/21/2023; however, the second medication administration observation was not completed within the annual timeframe. Remediation, including one Medication Administration Record review and one medication administration observation, was not completed until 1/7/2025. According to the Medication Administration Training Program Annual Practicum Remediation Chart, Direct Service Worker #2 would have needed to complete two additional observations by 5/16/2024 to remain compliant. According to testimony provided by Residential Director #3, Direct Service Worker #2 has continued to administer medications without meeting the annual training requirements. | A staff person who has successfully completed a Department-approved medications administration course, including the course renewal requirements may administer medications, injections, procedures and treatments as specified in § 6400.162 (relating to medication administration). | The Direct Service Worker #2 completed their medication administration training on their next worked shift on1-26-25. They did not pass medications until they completed their entire medication administration course. |
01/26/2025
| Implemented |