| Regulation | LIS Non-Compliance Area | Correction Required | Plans of Correction | Correction Date | POC Status |
| 6400.15(a) | On 1/7/2026, the self-assessment, dated 9/18/2025 for the home had multiple areas in the Staffing section that were not measured and recorded for compliance including but not limited to 6400.43c1-50a and 6400.51a6-52c6. | The agency shall complete a self-assessment of each home the agency operates serving eight or fewer individuals, within 3 to 6 months prior to the expiration date of the agency¿s certificate of compliance, to measure and record compliance with this chapter.
| - On 1/9/26, Residential Director reviewed Code 15(a) with Program Supervisor who completed the self-assessment for the specific home.
- After reviewing Code 15(a) with Residential Director, Program Supervisor signed confirming knowledge of Code 15(a) and implementation of Code 15(a) moving forward to avoid further non-compliance regarding blank sections on the self-assessment. |
01/09/2026
| Implemented |
| 6400.141(c)(10) | Individual #1's physical examination, completed 6/17/25 did not address communicable disease. This section was left blank. | The physical examination shall include: Specific precautions that must be taken if the individual has a communicable disease, to prevent spread of the disease to other individuals. | - On 1/12/2026, an in-service meeting was held at the program to review Code 141(c) with the Clinical Director, Program Coordinators, and Program Supervisors. The Residential Director and CEO reviewed and explained the policy of having a completed annual physical- all areas of the physical form. All parties agreed to implement and adhere to Code 141(c) on upcoming annual physical appointments. These appointments are completed by the Program Coordinators and/ or the Clinical Director if necessary. All parties signed accordingly to verify they attended the in-service training, reviewed the code, and will implement immediately to best serve our individuals and ensure compliance with proper completion of the annual physical form. |
01/12/2026
| Implemented |
| 6400.141(c)(12) | Individual #1's physical examination completed 6/17/25 did not included physical limitations. This section was left blank. | The physical examination shall include: Physical limitations of the individual. | - On 1/12/2026, an in-service meeting was held at the program to review Code 141(c) with the Clinical Director, Program Coordinators, and Program Supervisors. The Residential Director and CEO reviewed and explained the policy of having a completed annual physical- all areas of the physical form. All parties agreed to implement and adhere to Code 141(c) on upcoming annual physical appointments. These appointments are completed by the Program Coordinators and/ or the Clinical Director if necessary. All parties signed accordingly to verify they attended the in-service training, reviewed the code, and will implement immediately to best serve our individuals and ensure compliance with proper completion of the annual physical form. |
01/12/2026
| Implemented |
| 6400.141(c)(14) | Individual #1's physical examination completed 6/17/25 did not include medical information pertinent to diagnosis and treatment in case of an emergency. This section was left blank. | The physical examination shall include: Medical information pertinent to diagnosis and treatment in case of an emergency. | - On 1/12/2026, an in-service meeting was held at the program to review Code 141(c) with the Clinical Director, Program Coordinators, and Program Supervisors. The Residential Director and CEO reviewed and explained the policy of having a completed annual physical- all areas of the physical form. All parties agreed to implement and adhere to Code 141(c) on upcoming annual physical appointments. These appointments are completed by the Program Coordinators and/ or the Clinical Director if necessary. All parties signed accordingly to verify they attended the in-service training, reviewed the code, and will implement immediately to best serve our individuals and ensure compliance with proper completion of the annual physical form. |
01/12/2026
| Implemented |