Regulation | LIS Non-Compliance Area | Correction Required | Plans of Correction | Correction Date | POC Status |
6400.15(a) | The license for this chapter expires on 12/7/2019. The self-assessment was not dated so it couldn't be determined if it was completed 3-6 months prior to the license expiration. | The agency shall complete a self-assessment of each home the agency operates serving eight or fewer individuals, within 3 to 6 months prior to the expiration date of the agency¿s certificate of compliance, to measure and record compliance with this chapter.
| Self-Assessment tool will be scheduled to be completed in July or August in 2020 and each successive year, which is within 3-6 months prior to the expiration date of the agency¿s certificate of compliance. This will be monitored by Martha Gonzalez, Director of IDD Residential Services. |
12/21/2019
| Implemented |
6400.141(c)(3) | Individual #2 (DOB: 8/19/1969) had his Tetanus/Diphtheria on 11/2/2009. He didn't have it again until 11/27/2019. | The physical examination shall include: Immunizations for individuals 18 years of age or older as recommended by the United States Public Health Service, Centers for Disease Control, Atlanta, Georgia 30333. | Threshold will train all medical and medical appointment scheduling staff on requirement of Tetanus/Diphtheria at least every 10 years. Training will be completed by Martha Gonzalez, Director of IDD Residential Services by 1/15/2020.
All records will be reviewed to assure compliance of Tetanus/Diphtheria immunization at least every 10 years by 1/31/2020. |
01/31/2020
| Implemented |
6400.181(e)(13)(viii) | This area was not assessed in Individual #2's assessment dated 5/16/20019. Repeat Violation: 1/15/2019. | The assessment must include the following information: The individual's progress over the last 365 calendar days and current level in the following areas: Managing personal property. | Program Specialist completed individual¿s current progress and growth in managing personal property by 12/20/2019. See Attachment 4.
Director of IDD Residential Services, Martha Gonzalez will assure Program Specialist are retrained in requirements of The Assessment by 1/15/2020.
All Assessments will be reviewed and updated for accuracy by Program Specialist by 1/31/2020.
A new Annual Assessment form will begin implementation effective 3/1/2020. See Attachment 10. |
03/01/2020
| Implemented |
6400.18(b)(2) | A medication error is an incident that needs to be reported in EIM within 72 hours. Individual #2 is prescribed Fish Oil 1000mg BID at 7am & 4pm). This medication was not administered at 7am on 11/19/19, 11/20/19, 11/21/19 and 11/22/19; it also was not administered at 4pm on 11/19/19, 11/20/19 and 11/21/19. EIM's were not completed for these omissions. | The home shall report the following incidents, alleged incidents and suspected incidents through the Department's information management system or on a form specified by the Department within 72 hours of discovery by a staff person:
A medication error as specified in § 6400.166 (relating to medication errors), if the medication was ordered by a health care practitioner. | EIM report 8628631 was entered to document omissions of Fish Oil 1000mg BID for dates missed. Upon discover of omitted medications, including over-the-counter medications, an EIM report will be filed by Program Specialist. This is effective immediately and will be monitored by Martha Gonzalez, Director of IDD Residential Services.
All Program Specialists will be trained on 181 (b)(2). Training will be conducted by Martha Gonzalez, Director of IDD Services by 1/15/2019.
At house meetings in January 2019, all staff will be trained on 181 (b)(2). |
01/31/2020
| Implemented |
6400.163(h) | On 10/31/2019, Individual #2 was prescribed Bacitracin (500unit/gm) to be applied BID for 10 days to an abrasion on his right hand or until it was healed. This medication was still in Individual #2's med box and was no longer listed on his MAR sheet. Staff reported that the abrasion on his right hand has healed. | Prescription medications that are discontinued or expired shall be destroyed in a safe manner according to Federal and State statutes and regulations. | Bacitracin (500unit/gm)
was removed from the home on 12/4/2019 by Martha Gonzalez, Director of IDD Residential Services.
All Program Specialists will be trained that prescription medications that are discontinued or expired shall be destroyed in a safe manner according to Federal and State statutes and regulations. Training will be conducted by Martha Gonzalez, Director of IDD Services by 1/15/2019.
At house meetings in January 2019, all staff will be trained to remove unused medications or treatments. |
01/31/2020
| Implemented |
6400.165(c) | Individual #2 is prescribed Fish Oil 1000mg BID at 7am & 4pm). This medication was not administered at 7am on 11/19/19, 11/20/19, 11/21/19 and 11/22/19; it also was not administered at 4pm on 11/19/19, 11/20/19 and 11/21/19. | A prescription medication shall be administered as prescribed. | All medications will be given as prescribed, including over-the-the counter medication. Staff will report medication errors to Program Specialists when observed and Program Specialists will complete Medication Audits weekly to assure compliance. See attachment 3 for a copy of the Medication Audit form. This is effective immediately and will be monitored by Martha Gonzalez, Director of IDD Residential Services. |
12/21/2019
| Implemented |