Regulation | LIS Non-Compliance Area | Correction Required | Plans of Correction | Correction Date | POC Status |
6400.15(a) | Self-assessment began and ended on 6/5/2024. The self-assessment was not completed within the proper timeframe. | The agency shall complete a self-assessment of each home the agency operates serving eight or fewer individuals, within 3 to 6 months prior to the expiration date of the agency¿s certificate of compliance, to measure and record compliance with this chapter.
| We did not recognize we have been misreading the regulations regarding the timing of when the self-assessment is to be conducted. To correct that, our self-assessments will occur between 2/23/25 and 5/23/25, as our license date is 8/23/25. |
07/19/2024
| Implemented |
6400.22(d)(1) | On 4/11/2024 Individual #1 purchased an electric shaver for $ 49.96. On 5/16/2024 Individual #1 purchased 5 washcloths, 2 bath sheets, and one 3-drawer cart. As of 7/17/2024 these personal property items have not been added to their property record. | The home shall keep an up-to-date financial and property record for each individual that includes the following: Personal possessions and funds received by or deposited with the home. | Attachment 1A is the individual's updated Inventory form showing that the overlooked items have been added. |
10/08/2024
| Implemented |
6400.67(a) | The hinge is loose on the kitchen cabinet underneath the stove. | Floors, walls, ceilings and other surfaces shall be in good repair. | The screw was tightened by the Program Supervisor when the licensor left the property. Please see Attachment 3A. |
09/10/2024
| Implemented |
6400.67(b) | At the time of the inspection there was an outdoor playhouse with an attached slide located in the backyard. Staff stated that Individual #2 utilizes this slide. The top portion of the slide is cracked and poses a potential risk to the Individual. | Floors, walls, ceilings and other surfaces shall be free of hazards. | Maintenance repaired the slide, applying new screws to secure it and flex seal tape so the screw heads are not a potential hazard. Please see Attachments 4A, 4B. The individual has been looking on line, with staff, for a new slide. As soon as he selects which one he wants, it will be purchased and installed. |
09/10/2024
| Implemented |
6400.141(c)(13) | Individual #1's current physical exam dated 11/24/2023 lists the following allergies: hay fever, pollen, grasses, shrimp, aspirin, sulfa drugs, NSAIDs. However, there is doctor documentation from an appointment on 10/19/2023 stating that they are also allergic to Penicillin. The correct allergies were not recorded on the 11/24/2023 physical, which carried over to the ISP and assessment also being incorrect. | The physical examination shall include: Allergies or contraindicated medications. | The omission of information regarding the penicillin occurred prior to the individual transferring from an unlicensed apartment program to a licensed group home. However, this does not excuse the oversight. The Program Specialist sent a request to update the ISP with the correct information and has added an Addendum to the Assessment and Medical History (Attachment 5). |
09/01/2024
| Implemented |
6400.181(e)(13)(i) | Individual #1's current (initial) assessment dated 4/25/2024 does not document their current level in Health. | The assessment must include the following information: The individual's progress over the last 365 calendar days and current level in the following areas: Health.
| The current Program Specialist added an Addendum to the individual¿s Assessment (Attachment 7) covering this area. |
09/15/2024
| Implemented |
6400.181(e)(13)(ii) | Individual #1's current (initial) assessment dated 4/25/2024 does not document their current level in motor skills. | The assessment must include the following information: The individual's progress over the last 365 calendar days and current level in the following areas: Motor and communication skills. | The current Program Specialist added an Addendum to the individuals Assessment (Attachment 7) covering this area. |
09/15/2024
| Implemented |
6400.217 | Individual #1's date of admission is 12/1/2023. Their Release of Information was not signed until 12/29/2023. | Written consent of the individual, or the individual's parent or guardian if the individual is 17 years of age or younger or legally incompetent, is required for the release of information, including photographs, to persons not otherwise authorized to receive it.
| When the individual moved from an unlicensed apartment program to licensed group home on 12/2/23, it was an oversight that his rights were not reviewed when he moved in. They were completed on 12/29/23. |
10/03/2024
| Implemented |
6400.34(a) | Individual #1's date of admission is 12/1/2023. Their Individual rights were not informed until 12/29/2023. | The home shall inform and explain individual rights and the process to report a rights violation to the individual, and persons designated by the individual, upon admission to the home and annually thereafter. | When the individual moved from an unlicensed apartment program to licensed group home, it was an oversight that his rights were not reviewed when he moved in. They were reviewed 12/29/23. |
10/03/2024
| Implemented |
6400.183(a)(3) | Individual #1's ISP meeting held on 3/5/2024 did not include a direct care staff person. | The individual plan shall be developed by an interdisciplinary team, including the following: The individual's direct care staff persons. | Supervisor signed as Supervisor; no DSPs were available to attend. |
09/23/2024
| Implemented |