Regulation | LIS Non-Compliance Area | Correction Required | Plans of Correction | Correction Date | POC Status |
2380.111(c)(4) | The two most recent hearing examinations for Individual #1 were completed in August 2015 and on 10/5/16. | The physical examination shall include: Vision and hearing screening, as recommended by the physician. | The Program Director will continue to follow the process to check physicals in a 2 step process. First, the Program Supervisor will review and initial the physical if it is completed in its entirety. The Program Director will do a second check and initial if it is completed in its entirety before filing. The Program Director will check all other records to ensure that they are completed entirely and within allotted time frames. The Program Supervisor will also send out physical notices to the individual¿s residential provider/family 2 months prior to the due date and will uphold suspensions if physicals are not turned in within that time frame. A new Program Supervisor was hired last month and trained in this process on 11/2/17. A physical that was checked with this process for another individual is included in supporting documentation. The Program Director will audit 10% of physicals monthly to ensure that this process is being followed. |
11/02/2017
| Implemented |
2380.111(c)(5) | The two most recent Tuberculin skin tests for Individual #1 were completed on 7/18/15 and 8/9/17. | The physical examination shall include: Tuberculin skin testing with negative results every 2 years; or, if the tuberculin skin test is positvie, an initial chest X-ray with results noted. | The Program Director will continue to follow the process to check physicals in a 2 step process. First, the Program Supervisor will review and initial the physical if it is completed in its entirety. The Program Director will do a second check and initial if it is completed in its entirety before filing. The Program Director will check all other records to ensure that they are completed entirely and within allotted time frames. The Program Supervisor will also send out physical notices to the individual¿s residential provider/family 2 months prior to the due date and will uphold suspensions if physicals are not turned in within that time frame. A new Program Supervisor was hired last month and trained in this process on 11/2/17. A physical that was checked with this process for another individual is included in supporting documentation. The Program Director will audit 10% of physicals monthly to ensure that this process is being followed. |
11/02/2017
| Implemented |
2380.181(f) | The program specialist did not provide Individual #'1 assessment completed 1/12/17 to all the plan team members including Individual #1's family member. | The program specialist shall provide the assessment to the SC or plan lead, as applicable, and plan team members at least 30 calendar days prior to an ISP meeting for the development, annual update and revision of the ISP under § § 2380.182, 2390.152, 6400.182 and 6500.152 (relating to development, annual update and revision of the ISP). | The assessment was mailed to the family members on 11/14/17. All records were reviewed and a spreadsheet was created to track team members. A memo was created to attach to all completed reviews so that the Admin Specialist is aware of any team changes, to match the spreadsheet that is kept on site. The Program Director will review 10% of records and correspondence every quarter to ensure that all team members are accounted for, per ISP Meeting Signature Sheets, ISP Invitations, and ISP information. [Documentation of the reviews by the Program Director shall be kept. (AS 11/15/17)] |
11/14/2017
| Implemented |
2380.186(d) | The program specialist did not provide the ISP reviews completed 12/ 20/16, 3/21/17, 6/20/17 and 9/20/17 for Individual #1 to all the plan team members including Individual #1's family member. The program specialist did not provide the ISP reviews completed 12/13/16, 3/9/17, 6/20/17 and 9/12/17 for Individual #2 to all the plan team members including Individual #1's family member. | The program specialist shall provide the ISP review documentation, including recommendations, if applicable, to the SC or plan lead, as applicable, and plan team members within 30 calendar days after the ISP review meeting. | The reviews were mailed to the family members on 11/14/17. All records were reviewed and a spreadsheet was created to track team members. A memo was created to attach to all completed reviews so that the Admin Specialist is aware of any team changes, to match the spreadsheet that is kept on site. The Program Director will review 10% of records and correspondence every quarter to ensure that all team members are accounted for, per ISP Meeting Signature Sheets, ISP Invitations, and ISP information. [Documentation of the reviews by the Program Director shall be kept. (AS 11/15/17)] |
11/14/2017
| Implemented |
2380.186(e) | The program specialist did not notify all the plan team members including family members for Individual #1 and Individual #2 of the option to decline the ISP review documentation. | The program specialist shall notify the plan team members of the option to decline the ISP review documentation. | The reviews were mailed to the family members on 11/14/17, with a declination from on the front sheet. All records were reviewed and a spreadsheet was created to track team members. A memo was created to attach to all completed reviews so that the Admin Specialist is aware of any team changes, to match the spreadsheet that is kept on site. The Program Director will review 10% of records and correspondence every quarter to ensure that all team members are accounted for, per ISP Meeting Signature Sheets, ISP Invitations, and ISP information. [Documentation of the reviews by the Program Director shall be kept. (AS 11/15/17)] |
11/14/2017
| Implemented |