| Regulation | LIS Non-Compliance Area | Correction Required | Plans of Correction | Correction Date | POC Status |
| 6400.141(a) | Individual #1 had a physical examination completed on 07/24/24, and then again on 08/20/25. This exceeds the annual requirement. | An individual shall have a physical examination within 12 months prior to admission and annually thereafter. | Mainstay Life Services understands that 6400.141(a) was out of compliance and cannot be brought back into compliance. However, Mainstay Life Services will implement systemic and procedural actions to prevent recurrence. |
10/01/2025
| Implemented |
| 6400.34(a) | Individual #1 was informed and explained their rights on 01/01/24, and then again on 01/23/25. This exceeds the annual requirement. | The home shall inform and explain individual rights and the process to report a rights violation to the individual, and persons designated by the individual, upon admission to the home and annually thereafter. | Mainstay Life Services understands that 6400.34(a) was out of compliance and cannot be brought back into compliance. However, Mainstay Life Services will implement systemic and procedural actions to prevent recurrence. |
10/01/2025
| Implemented |
| 6400.165(g) | Individual #1 has been prescribed medications for treatment of a psychiatric illness. Individual #1 had psychotropic medication reviews completed on 07/05/24, 11/21/24, 04/07/25, and 08/01/25. Each psychotropic medication review for Individual #1 exceeds the every 3 month requirement. | If a medication is prescribed to treat symptoms of a psychiatric illness, there shall be a review by a licensed physician at least every 3 months that includes to document the reason for prescribing the medication, the need to continue the medication and the necessary dosage. | Mainstay Life Services understands that 6400.165(g) was out of compliance and cannot be brought back into compliance. However, Mainstay Life Services will implement systemic and procedural actions to prevent recurrence. |
09/16/2025
| Implemented |