Regulation | LIS Non-Compliance Area | Correction Required | Plans of Correction | Correction Date | POC Status |
6400.22(e)(1) | For individual #1 there were incomplete records kept of her finances in the following months:
-September 2021 ends with a balance of $0
-There are no cash on hand records for October, November or December 2021
- January 2022 starts with a balance of $81.72
-There is no record of February 2022
- March 2022 begins with a balance of $3.78 | If the home assumes the responsibility of maintaining an individual's financial resources, the following shall be maintained for each individual: A separate record of financial resources, including the dates and amounts of deposits and withdrawals. | There is a scheduled Clients funds retraining on 5/18/22 for all Team members handling client funds. We were able to attach and located the January-March 2022 ledgers, however we are doing a full audit and re-training on the 18th to track where the errors in Oct-Dec occurred. |
05/18/2022
| Implemented |
6400.104 | There is not documentation that the notifications to the fire department were sent at the beginning of the current occupancy of the home. | The home shall notify the local fire department in writing of the address of the home and the exact location of the bedrooms of individuals who need assistance evacuating in the event of an actual fire. The notification shall be kept current.
| This was in place, however the notifications were not dated, so it was unclear as to when they were sent out to the fire departments. The letters were revised and sent out immediately after licensing to include the current date. |
05/04/2022
| Implemented |
6400.112(e) | The fire drills for 8 Beechwood Lane location did not have an overnight fire drill from 8/3/21 and 3/6/22 | A fire drill shall be held during sleeping hours at least every 6 months. | Manager reviewed the 6400 regulations regarding Fire drills specifically overnight drills. The manager is new to 6400 regulations and received training, in addition an overnight fire drill was run. |
05/04/2022
| Implemented |
6400.141(c)(14) | The section referencing information pertinent to diagnosis and treatment in case of an emergency was not complete annual physical exam dated 11/8/21 for individual #1. | The physical examination shall include: Medical information pertinent to diagnosis and treatment in case of an emergency. | The individual has an upcoming physical appointment on 5/27/22, and this will be reviewed to ensure it is documented properly on the physical. In addition, the management team is meeting on 5/13/22 to review how documentation should look prior to any medical appointment and what the physician should complete on the required paperwork. |
05/13/2022
| Implemented |
6400.144 | Individual #1 had a dental appointment on 1/22/22 which states that she needs periodontal work or her health will suffer. Similarly a casenote from 7/7/21 states that her teeth need to be extracted asap. Individual #1 is in need of a follow up appointment per the doctors requests. | Health services, such as medical, nursing, pharmaceutical, dental, dietary and psychological services that are planned or prescribed for the individual shall be arranged for or provided.
| This dentist will not complete any procedures without the sign off and consent of the next of kin or guardian. The Program Specialist reached out to the individual¿s next of kin via phone and email. Received an email that the consent would be completed by sister, AP. Once received Merakey will schedule the appointment to complete the essential ordered work. |
05/13/2022
| Implemented |
6400.216(a) | Books with personal medical information on the individuals were stored unlocked in the dining room. | An individual's records shall be kept locked when unattended.
| Medical records were immediately placed in a locked closet. |
05/13/2022
| Implemented |
6400.52(c)(2) | Staff #1 did not receive training on the prevention, detection, and reporting of abuse, suspected abuse, and alleged abuse during the 2021 training year. | The annual training hours specified in subsections (a) and (b) must encompass the following areas: The prevention, detection and reporting of abuse, suspected abuse and alleged abuse in accordance with the Older Adults Protective Services Act (35 P.S. §§ 10225.101-10225.5102). The child protective services law (23 Pa. C.S. §§ 6301-6386) the Adult Protective Services Act (35 P.S. §§ 10210.101 - 10210.704) and applicable protective services regulations. | Staff #1 has completed training since citation. |
05/04/2022
| Implemented |
6400.52(c)(3) | There was no documentation showing that Staff #1 received training on individual rights during the 2021 training year. | The annual training hours specified in subsections (a) and (b) must encompass the following areas: Individual rights. | Staff #1 has completed training since citation. |
05/04/2022
| Implemented |
6400.163(d) | There was a box of anti-diarrheal medication in the hall linen closet. | Prescription medications and syringes, with the exception of epinephrine and epinephrine auto-injectors, shall be kept in an area or container that is locked. | The anti-diarrheal medication was discarded immediately. This was not an individual¿s medication. |
05/04/2022
| Implemented |
6400.181(f) | Individual #1's Individual Assessment was not sent to the to the individual's Plan Team members by the program specialist at least 30 calendar days prior to an individual plan meeting, which took place on 12/07/2021. Documentation within the Individual Record indicates that the Individual Assessment was not sent to Individual Plan Team members until 12/16/2021. | The program specialist shall provide the assessment to the individual plan team members at least 30 calendar days prior to an individual plan meeting. | Program Specialist will send Assessment 30 days prior to the Annual Review meeting. Unfortunately, and in this case, supports coordinators give us so little time to prep for the ISP that we do not have the option to send 30 days in advance. |
05/04/2022
| Implemented |