Regulation | LIS Non-Compliance Area | Correction Required | Plans of Correction | Correction Date | POC Status |
6400.15(c) | The self-assessment of the home, completed date 4/15/24, indicates violations for 6400.18(g)-(j6) and 6400.19(a)(1); however, there was no written summary of corrections made. | A copy of the agency's self-assessment results and a written summary of corrections made shall be kept by the agency for at least 1 year.
| All Mainstay Life Services licensed residential managers and coordinators (management staff) will complete a training on how to complete the self-assessments to meet the compliance standards. This will include what fields cannot be marked as "NA," and what needs to happen when something is found to be in violation. This training will take place by February 28th, 2025, and will be measured by the use of a sign-in sheet (who attended the training), as well as a description of the training including learning objectives (what was discussed). The reason the training will occur in February is the self-assessments are done in March, so this will be a good time to review the requirements of the self-assessments. |
02/28/2025
| Implemented |
6400.181(e)(12) | Individual #1 had an assessment completed on 2/7/2024, however the assessment indicated no recommendations for training, programming, or services. | The assessment must include the following information: Recommendations for specific areas of training, programming and services. | Staff will be retrained on annual assessment and the expectations by January 31st, 2025, and this training will be conducted on an annual basis thereafter. The training will be measured by the use of a sign-in sheet (who attended the training), as well as a description of the training including learning objectives (what was discussed). This training will be completed by January 31st, 2025. |
01/31/2025
| Implemented |
6400.166(a)(10) | Individual #1's 8:00 PM Risperidone 1mg tablet was not included on the September 2024 Medication Administration Record (MAR) but was administered 9/1 through and including 9/4/24 at 8:00 PM. | A medication record shall be kept, including the following for each individual for whom a prescription medication is administered: Administration times. | Mainstay Life Services will conduct a training with all management staff on keeping the Medication Administration Record in compliance with ODP regulations. The training will be measured by the use of a sign-in sheet (who attended the training), as well as a description of the training including learning objectives (what was taught). This training will be completed by November 30th, 2024. |
11/30/2024
| Implemented |
6400.166(b) | Individual #1's 8:00 pm Risperidone 1mg tablet was administered but not initialed by staff persons administering the medication on 9/1/2024 through and including 9/4/2024 at 8:00 PM. The 8:00 PM dose of the medication was not indicated on the September 2024 Medication Administration Record (MAR). | The information in subsection (a)(12) and (13) shall be recorded in the medication record at the time the medication is administered. | Mainstay Life Services will conduct a training with all management staff on keeping the Medication Administration Record in compliance with ODP regulations. The training will be measured by the use of a sign-in sheet (who attended the training), as well as a description of the training including learning objectives (what was taught). This training will be completed by November 30th, 2024. |
11/30/2024
| Implemented |
6400.213(1)(i) | Individual #1's record did not include religion, as required by 6400.213(1)(iv). Individual #1's record did not include identifying marks, as required by 6400.213(1)(ii) | Each individual's record must include the following information: Personal information, including: (i) The name, sex, admission date, birthdate and Social Security number. | Including this information will be the responsible of the Intake and Referral Specialist, a position that Mainstay Life Services hired for just this year to manage referrals and help facilitate the intake process. This person will include all the information during the intake and referral process, so it is in place before the person starts with their program. Evidence will be the Intake and Referral Manual which governs our intake processes. This update will be made by January 31st, 2025. |
01/31/2025
| Implemented |