| Regulation | LIS Non-Compliance Area | Correction Required | Plans of Correction | Correction Date | POC Status |
| 2390.151(f) | The program specialist provided Individual #1's assessment, completed 5/17/17 to the plan team members on 5/26/17 for an annual ISP meeting on 6/21/17. | The program specialist shall provide the assessment to the SC or plan lead, as applicable, and plan team members at least 30 calendar days prior to an ISP meeting for the development, annual update and revision of the ISP under § § 2380.182, 2390.152, 6400.182 and 6500.152 (relating to development, annual update and revision of the ISP). | Program Specialist Coordinator will review time frames with Program Specialists, highlighting the requirement of sending out vocational assessments 30 days prior to ISP meetings.
Change to be made and implemented immediately for a one-year period: All assessments will be completed 120 days prior to the ARUD in order to allow for time to send the assessment to the plan team members 30 days prior to the ISP Annual Review meeting. Outlook notifications will be generated by Administrative Secretary 10 days prior to the annual assessment. Program Specialists will attach a cover sheet checklist to the completed Assessment and send to the Administrative Secretary for distribution. All current Program Specialists as well as any new hires, will be trained on regulatory Assessment timelines, by PS Coordinator and Director of Client Services. |
04/19/2018
| Implemented |
| 2390.156(a) | The program specialist completed an ISP review for Individual #3 on 9/1/17 and then again 2/12/18. | The program specialist shall complete an ISP review of the services and expected outcomes in the ISP specific to the facility licensed under this chapter with the client every 3 months or more frequently if the client's needs change which impacts the services as specified in the current ISP. | Program Specialist, Kelly Newhouse completed an ISP Review for the 3-month period from 9/1/17 to 12/1/2017. The ISP Review meeting was held with Individual #3 and sent to the plan team on 4/17/2018 in order to correct the violation. Change to be made and implemented immediately for a one-year period: An excel chart was developed by Program Specialists, Program Specialist Coordinator, Director of Client Services and Administrative Secretary outlining dates of all ISP reviews. Using Outlook, a notification will be issued to each Program Specialist 5 days prior and again 5 days after a scheduled ISP review; which will occur at least every 3 months. Upon completion of ISP Review Meetings, Program Specialists will attach a cover sheet checklist to the completed ISP Review Packet and give to the Administrative Secretary for final review. The Administrative Secretary will verify the packet is complete and distribute the packet to the ISP team within 30 days. The excel chart is then updated. A completed ISP review packet consists of a quarterly review and 3 monthly progress notes reviewed and signed by the program Specialist and client. All current Program Specialists as well as any new hires, will be trained on regulatory ISP timelines, by PS Coordinator and Director of Client Services. |
04/19/2018
| Implemented |
| 2390.156(b) | Individual #3's ISP review completed 2/12/18 was not signed by the individual. (Repeated Violation-4/28/17, et al) | The program specialist and client shall sign and date the ISP review signature sheet upon review of the ISP. | Program Specialist, Kelly Newhouse, reviewed the plan completed on 2/12/2018 with individual, Individual #3, on April 6, 2018. Individual #3 signed and dated the report. Change to be made and implemented immediately for a one-year period: An excel chart was developed by Program Specialists, Program Specialist Coordinator, Director of Client Services and Administrative Secretary outlining dates of all ISP reviews. Using Outlook, a notification will be issued to each Program Specialist 5 days prior and again 5 days after a scheduled ISP review; which will occur at least every 3 months. Upon completion of ISP Review Meetings, Program Specialists will attach a cover sheet checklist to the completed ISP Review Packet and give to the Administrative Secretary for final review. The Administrative Secretary will verify the packet is complete and distribute the packet to the ISP team within 30 days. The excel chart is then updated. A completed ISP review packet consists of a quarterly review and 3 monthly progress notes reviewed and signed by the program Specialist and client. All current Program Specialists as well as any new hires, will be trained on regulatory ISP timelines, by PS Coordinator and Director of Client Services |
04/19/2018
| Implemented |
| 2390.156(d) | The program specialist provided Individual #2's ISP review completed 1/2/18 to the plan team members on 2/5/18. | The program specialist shall provide the ISP review documentation, including recommendations if applicable, to the SC or plan lead, as applicable, and plan team members within 30 calendar days after the ISP review meeting. | Administrative Secretary will monitor excel chart daily. Notification will be sent to PS to ensure that all ISP review packets are sent out within 30 days. Program Specialist Coordinator will review time frames with Program Specialists, highlighting the requirement of sending out plan reviews within 30 days. |
04/19/2018
| Implemented |