| Regulation | LIS Non-Compliance Area | Correction Required | Plans of Correction | Correction Date | POC Status |
| 6400.112(c) | The 2/10/16 fire drill log did not indicate if all smoke detectors were operable. | A written fire drill record shall be kept of the date, time, the amount of time it took for evacuation, the exit route used, problems encountered and whether the fire alarm or smoke detector was operative. | All Program Specialists and Supervisors were retrained to ensure that all smoke detectors are working. This should be done monthly during fire drills and the monthly structural survey. These documents are then second checked by the program specialists to ensure compliance. |
10/04/2016
| Implemented |
| 6400.112(f) | According to the fire drill logs, twelve of the fourteen fire drills used the front door as the evcuation route. | Alternate exit routes shall be used during fire drills. | All Program Specialists and Supervisors were retrained to ensure that different routes are being used to evacuate during fire drills. This should be done monthly during fire drills and supervisor should follow the monthly fire drill schedule that reflects the different doors to be used. These documents are then second checked by the program specialists to ensure compliance. |
10/04/2016
| Implemented |
| 6400.112(h) | The 11/26/15 fire drill log did not indicate if all individuals met at the meeting place. | Individuals shall evacuate to a designated meeting place outside the building or within the fire safe area during each fire drill. | All Program Specialists and Supervisors were retrained to ensure that individual are evacuating to the proper designated meeting place. This should be done monthly during fire drills and the monthly checklist These documents are then second checked by the program specialists to ensure compliance. |
10/04/2016
| Implemented |
| 6400.163(c) | REPEATED VIOLATION-05/04/15 Individual #1 did not have psychiatric medications reviews prior to 02/01/16. | If a medication is prescribed to treat symptoms of a diagnosed psychiatric illness, there shall be a review with documentation by a licensed physician at least every 3 months that includes the reason for prescribing the medication, the need to continue the medication and the necessary dosage. | All Program Specialists and supervisors were retrained on ensuring that quarterly medication reviews are completed. A monthly tracking sheet is t be completed by the supervisor and then the program specialist will second check it to ensure that this is completed and tracked monthly. |
10/04/2016
| Implemented |
| 6400.164(a) | Individual #1's August 2016 medication administration log indicated metamucil powder should be administered two times per day with food. The pharmaceutical label indicated metamucil powder shoudl be administered three times per day. | A medication log listing the medications prescribed, dosage, time and date that prescription medications, including insulin, were administered and the name of the person who administered the prescription medication or insulin shall be kept for each individual who does not self-administer medication. | Individual #1's August 2016 MAR was updated to reflect the physician order, prescribed June 17, 2016. A copy also is included of the prescription label. |
09/30/2016
| Implemented |
| 6400.181(e)(13)(iii) | REPEATED VIOLATION-05/04/15 Individual #1's 07/15/16 assessment did not include progress over the past year in residential living. | The assessment must include the following information: The individual's progress over the last 365 calendar days and current level in the following areas: Activities of residential living. | The individual's assessment was updated to include progress in residential living. All program Specialists were retrained to ensure this is updated annually to reflect all individuals progress in this area. |
10/04/2016
| Implemented |
| 6400.181(e)(13)(iv) | REPEATED VIOLATION-05/04/15 Individual #1's 07/15/16 assessment did not include progress over the past year in personal adjustment. | The assessment must include the following information: The individual's progress over the last 365 calendar days and current level in the following areas: Personal adjustment. | the individual's assessment was updated to include progress in personal adjustment. All program Specialists were retrained to ensure this is updated annually to reflect all individuals progress in this area. |
10/04/2016
| Implemented |
| 6400.181(e)(13)(v) | REPEATED VIOLATION-05/04/15 Individual #1's 07/15/16 assessment did not include progress over the past year in socialization. | The assessment must include the following information: The individual's progress over the last 365 calendar days and current level in the following areas: Socialization. | The individual's assessment was updated to include progress in socialization. All program Specialists were retrained to ensure this is updated annually to reflect all individuals progress in this area. |
10/04/2016
| Implemented |
| 6400.181(e)(13)(viii) | REPEATED VIOLATION-05/04/15 Individual #1's 07/15/16 assessment did not include progress over the past year in managing personal property. | The assessment must include the following information: The individual's progress over the last 365 calendar days and current level in the following areas: Managing personal property. | The individual's assessment was updated to include progress in Managing Personal property. All program Specialists were retrained to ensure this is updated annually to reflect all individuals progress in this area. |
10/04/2016
| Implemented |
| 6400.181(e)(13)(ix) | Individual #1's 07/15/16 assessment did not include progress over the past year in community integration. | The assessment must include the following information: The individual's progress over the last 365 calendar days and current level in the following areas: Community-integration. | The individual's assessment was updated to include progress in community intergration. All program Specialists were retrained to ensure this is updated annually to reflect all individuals progress in this area. |
10/04/2016
| Implemented |
| 6400.183(5) | Individual #1's Individual Support Plan (ISP) did not include the social, emotional, environmental needs plan. | The ISP, including annual updates and revisions under § 6400.186 (relating to ISP review and revision), must include the following: A protocol to address the social, emotional and environmental needs of the individual, if medication has been prescribed to treat symptoms of a diagnosed psychiatric illness. | All program specialists were retrained to ensure that the ISP reflects the SEEN plan. A updated ISP for the individual is included in the POC to reflect this. |
10/04/2016
| Implemented |
| 6400.183(7)(iii) | Individual #1's Individual Support Plan (ISP) did not include his/her potential to advance in vocational programming. | The ISP, including annual updates and revisions under § 6400.186 (relating to ISP review and revision), must include the following:Assessment of the individual's potential to advance in the following: Vocational programming. | The ISP was updated to reflect that individual is not able to participate in Vocational programming. All Program Specialist were retrained to ensure that this is documented for all those on their caseloads. |
10/04/2016
| Implemented |
| 6400.183(7)(iv) | Individual #1's Individual Support Plan (ISP) did not include his/her potential to advance in competitive employment. | The ISP, including annual updates and revisions under § 6400.186 (relating to ISP review and revision), must include the following: Assessment of the individual's potential to advance in the following: Competitive community-integrated employment.
| The ISP was updated to reflect that individual is not able to participate in community-integrated employment. All Program Specialist were retrained to ensure that this is documented for all those on their caseloads. |
10/04/2016
| Implemented |
| 6400.185(b) | Individual #1's Individual Support Plan (ISP) included an outcome of structured activity five times per week. Individual #1's 11/23/15, 05/11/16 and 08/11/16 ISP reviews included Individual #1's participation on the structured activity outcome two times per week. | The ISP shall be implemented as written. | The outcomes were updated to reflect on the proper amount of activities the individual should be participating weekly. All program specialists were retrained on ensuring that all outcomes and ISP's are matching and reflecting what the staff and individuals should be working on for the outcomes. |
10/04/2016
| Implemented |
| 6400.186(a) | The program specialist did not complete the Individual Support Plan (ISP) reviews; the house manager completed the document. The 11/23/15 ISP review was completed late. The review should have been completed by 11/14/15. | The program specialist shall complete an ISP review of the services and expected outcomes in the ISP specific to the residential home licensed under this chapter with the individual every 3 months or more frequently if the individual's needs change which impacts the services as specified in the current ISP. | A quarterly review was completed by program specialist for an individual.. This individual will not have one until November 2016. All program specialists were retrained that they will be the ones competing and signing all quarterly reviews. Any quarterly review that is prepared after October 1, 2016 will be completed per the regulation. |
10/04/2016
| Implemented |
| 6400.186(c)(2) | REPEATED VIOLATION-05/04/15 Individual #1's 11/23/15, 02/11/16, 05/11/16, and 08/11/16 Individual Support Plan (ISP) reviews did not review his/her intensive supervision needs. | The ISP review must include the following: A review of each section of the ISP specific to the residential home licensed under this chapter. | A review was completed by program specialist that reflected the intensive needs for supervision. All program specialists were retrained on ensuring this is completed monthly and on quarterly reviews. |
10/04/2016
| Implemented |
| 6400.186(c)(4)(iii) | Individual #1's Individual Support Plan (ISP) included a structured activity outcome. The outcome was achieved and the program specialist did not send notificaiton to the supports coordinator to modify the outcome. | The program specialist shall make a recommendation regarding the following, if applicable: The modification of an outcome or service to support the achievement of an outcome in which no progress has been made. | . All program Specialists were retrained to ensure all communication on changes or modifications on outcomes or the ISP are made to the Supports Coordinator are saved for documentation. Updated outcome was completed and included in the POC documentation. |
10/04/2016
| Implemented |
| 6400.186(d) | There was no documentation to show Individual #1's Individual Support Plan (ISP) reviews were sent to plan team members. | The program specialist shall provide the ISP review documentation, including recommendations, if applicable, to the SC, as applicable, and plan team members within 30 calendar days after the ISP review meeting. | A new formatted letter was created and will be used starting October 1, 2016 for all Program Specialists to use and ensure a copy is made and included with the quarterly review that they were sent the reviews. We will still complete the tracking sheet at the office to ensure this is being done in a timely manner. |
10/01/2016
| Implemented |
| 6400.213(11) | Individual #1's 07/15/16 assessment indicated a high fiber diet. The 06/15/16 physical exam and Individual Support Plan (ISP) indicated a pureed diet with thickened liquids, 20-30 mg of fiber daily, and 2 TBSP of bran cereal daily. Individual #1's ISP indicated he/she required two staff members except during car rides with no stops and transporation to and from day program. The 07/15/16 assessment indicated individual #1 required 2:1 staffing except when outside on the property and walks in the neighborhood at which time 1:1 staffing was required. | Each individual's record must include the following information: Content discrepancy in the ISP, The annual update or revision under § 6400.186. | The Assessment and Dr. order were updated to reflect the proper diet information and to ensure they are consistent In what specifics are documented. |
09/16/2016
| Implemented |