| Regulation | LIS Non-Compliance Area | Correction Required | Plans of Correction | Correction Date | POC Status |
| 2390.87 | There is no documentation for individual #3 fire safety training. | Staff, and clients as appropriate, shall be instructed upon initial admission or initial employment and reinstructed annually in general fire safety and in the use of fire extinguishers. A written record of the training shall be kept. | There was a signed fire safety training (FST) record in the file. However, it was not dated. Staff were retrained on FST documentation and the importance of including the date as well as the signature. In addition, the last FST was completed on 10/26/17. A random sampling of 20% of client files were checked for documentation; all records in sample were signed, dated and the current FST training was completed within 365 days of the previous FST. |
12/05/2017
| Implemented |
| 2390.124(10) | Individual #10 did not have a current copy of his ISP in his record. | Each client's record must include the following information: A copy of the current ISP. | Program Specialists have been retrained re: this regulation. This individual was a new admittance. There has been one other new admittance so that record was reviewed. The current ISP for that individual is in the record (program start date 11/27/17, ISP in record updated 11/21/17). |
12/05/2017
| Implemented |
| 2390.151(e)(5) | Assessment does not state individual 1, 2,3,4,5,6,7,8,9 or 10's ability to administer medications. | The assessment must include the following information: The client's ability to self-administer medications. | We believe we have met the minimum standard of the regulation. This is item #6 of our assessment and was completed for each individual in the sample. APS entrance criteria includes that Individuals are able to self-medicate, if medication is needed during program hours. Staff will be retrained on this regulation. To monitor for ongoing compliance, the Associate Director will randomly select and review 5 assessments per FY quarter. |
04/20/2018
| Implemented |
| 2390.151(e)(10) | The medical history was not in the individual's assessment nor attached to the individual's assessment for individual 1, 2,3,4,5,6,7,8,9,and 10. | The assessment must include the following information: A lifetime medical history. | Program Specialists have been retrained that the lifetime medical history is part of the assessment and is to be reviewed, updated and distributed to the team as per our assessment process/timeline. A random sample of 5 records each FY quarter will be reviewed to monitor for ongoing compliance. |
12/05/2017
| Implemented |
| 2390.151(e)(13)(i) | Each assessment for individuals 1, 2, 3,4,5,6,7,8,9, and 10, do not assess progress and growth related to health. | The assessment must include the following information: The individual's progress over the last 365 calendar days and current level in the following areas: Health. | We believe we have met the minimum standard of this regulation. This is item #10 on our assessment and was completed for each individual in our sample. Staff will be retrained to more clearly document progress over the last 365 days and current level of functioning. To monitor for ongoing compliance, the Associate Director will randomly select and review 5 assessments per FY quarter. |
04/20/2018
| Implemented |
| 2390.151(e)(13(ii) | Each assessment for individuals 1, 2, 3,4,5,6,7,8,9, and 10, do not assess progress and growth in the areas of motor and communication skills. | The assessment must include the following information: The individual's progress over the last 365 calendar days and current level in the following areas: Motor and communication skills. | We believe we have met the minimum standard of the regulation. These are items #11 (motor skills) and #12 (communication) on our assessment and were completed for each individual in the sample. Staff will be retrained to more clearly document progress over the last 365 days and current level of functioning. To monitor for ongoing compliance, the Associate Director will randomly select and review 5 assessments per FY quarter. |
04/20/2018
| Implemented |
| 2390.151(e)(13(iv) | Each assessment for individuals 1, 2, 3,4,5,6,7,8,9, and 10, do not assess progress and growth in the area of socialization. | The assessment must include the following information: The individual's progress over the last 365 calendar days and current level in the following areas: Socialization. | We believe we have met the minimum standard of the regulation. This is item #13 on our assessment and was completed for each individual in our sample. Staff will be retrained to more clearly document progress over the last 365 days and current level of functioning. To monitor for ongoing compliance, the Associate Director will randomly select and review 5 assessments per FY quarter. |
04/20/2018
| Implemented |
| 2390.151(e)(13)(v) | Each assessment for individuals 1, 2, 3,4,5,6,7,8,9, and 10, do not assess progress and growth In the area of vocational skills. | The assessment must include the following information: The individual's progress over the last 365 calendar days and current level in the following areas: (v) Vocational skills. | We believe we have met the minimum standard of the regulation. This is item #14 on our assessment and was completed for each individual in our sample. Staff will be retrained to more clearly document progress over the last 365 days and current level of functioning. To monitor for ongoing compliance, the Associate Director will randomly select and review 5 assessments per FY quarter. |
04/20/2018
| Implemented |
| 2390.153(5) | Individual #6 did not have a SEEN plan in his current ISP. | A protocol to address the social, emotional and environmental needs of the client, if medication has been prescribed to treat symptoms of a diagnosed psychiatric illness. | We believe that we have met the minimum standard of this regulation. Diagnoses, symptoms of diagnoses and support strategies are listed in both general health and safety and in psycho-social sections of this individual¿s ISP. This individual¿s SEES Plan was also in the record and reviewed by the inspectors.
Staff will be trained to look for (and request) SEES Plan information in the Behavior Support Plan section of the ISP. For individual #6, an email will be sent by 4/20/18 requesting that SEES Plan information be added to the BSP section of the ISP. To monitor for compliance, the Associate Director will randomly select and review 5 ISP¿s per FY quarter. |
04/20/2018
| Implemented |
| 2390.153(7)(i) | Individual's 2,4, and 6 current ISP does not include their potential to advance in vocational programming. | The ISP, including annual updates and revisions under § 2390.156 (relating to ISP review and revision) must include the following: Assessment of the client's potential to advance in the following: Vocational programming. | We believe that we have met the minimum standard of this regulation. This information is on page one of our assessment under ¿recommendations for specific area of vocational programming and community-integrated employment¿. This was section completed for each individual in our sample. For Individuals #2, 4 and 6, the ISP references the APS assessment in the ¿Non-medical Evaluation¿. For Individual #2, the ISP ¿Outcome¿ section also references the APS Assessment.
Staff will be retrained to look for (and request) that the APS Assessment be referenced in the Outcome section of the ISP under ¿relevant assessments linked to outcome¿. For Individuals #4 and #6, an email requesting this information be added to the ISP will be sent by 4/20/18. To monitor for ongoing compliance, the Associate Director will randomly select and review 5 ISP¿s per FY quarter. |
04/20/2018
| Implemented |
| 2390.153(7)(ii) | Individual's 2,4, and 6 current ISP does not include their potential to advance in vocational programming and competitive community employment. | The ISP, including annual updates and revisions under § 2390.156 (relating to ISP review and revision) must include the following: Assessment of the client's potential to advance in the following: community-integrated employment. | We believe that we have met the minimum standard for this regulation. This information is on page 1 of our assessment under ¿recommendations for specific area of vocational programming and community-integrated employment¿. This section of the assessment was completed for each individual in the sample.
Staff will be retrained to look for (and request) that the APS Assessment be referenced in the Outcome section of the ISP under ¿relevant assessments linked to outcome¿. For Individuals #4 and #6, an email requesting this information be added to the ISP will be sent by 4/20/18. To monitor for ongoing compliance, the Associate Director will randomly select and review 5 ISP¿s per FY quarter. |
04/20/2018
| Implemented |
| 2390.156(c)(2) | For individuals 1, 2, 3,4,5,6,7,8,9, and 10 each ISP review does not include a review of each section of the ISP. Individual #3 ISP reviews for the last annual review year states, ISP reviewed'. Individual #7 has a behavioral support plan in place. His 8/15/2017 ISP review does not include the implementation of the plan and status. During the quarter of 8/15/2017, the program specialist also has not kept any documentation per the plan's instructions. Individual #2 also has a SEEN plan in place that was not reviewed in any of his ISP reviews. | The ISP review must include the following: A review of each section of the ISP specific to the facility licensed under this chapter. | Our current practice is to review every section of the ISP each quarter. However, the documentation of this practice was not clear. Program Specialists have been retrained on the requirement to review each section of the ISP specific to the facility licensed under this chapter and provide more specific documentation.
A random sample of 5 records will be reviewed each quarter to monitor for ongoing compliance. |
12/05/2017
| Implemented |