| Regulation | LIS Non-Compliance Area | Correction Required | Plans of Correction | Correction Date | POC Status |
| 6400.15(a) | The home's self-assessment documentation, completed between 7/15-30/25, was incomplete. The self-assessment did not address regulations 6400.22g through and including 6400.25d and regulations 6400.151a through and including 6400.152c. These sections of the self-assessment were left blank. | The agency shall complete a self-assessment of each home the agency operates serving eight or fewer individuals, within 3 to 6 months prior to the expiration date of the agency¿s certificate of compliance, to measure and record compliance with this chapter.
| In accordance with 55 PA Code 6400.15(a) the agency shall complete a self-assessment of each home the agency operates serving eight or fewer individuals within 3 to 6 months prior to the expiration of the agency's certificate of compliance, to measure and record compliance with this chapter. |
12/29/2025
| Implemented |
| 6400.21(a) | Direct Services Worker (DSW) #1, date of hire 3/28/2025, had an application for a Pennsylvania criminal history check submitted on 8/1/25. This exceeds 5 working days after the person's date of hire. Additionally, DSW #1 has a criminal history and the agency failed to review DSW #1's criminal record and document the case-by-case decision to hire the person. | An application for a Pennsylvania criminal history record check shall be submitted to the State Police for prospective employes of the home who will have direct contact with individuals, including part-time and temporary staff persons who will have direct contact with individuals, within 5 working days after the person's date of hire.
| In accordance with 55 PA Code Chapter 6400.21 (a) an application for a Pennsylvania criminal history check shall be submitted to the State Police for prospective employees of the agency who will have direct contact with individuals, including part time and temporary staff persons who will have direct contact with individuals, within 5 working days after the person's date of hire. |
12/29/2025
| Implemented |
| 6400.141(c)(3) | Individual #1 had a physical examination, completed 3/27/25; however, the physical examination did not include record of a tetanus immunization. | The physical examination shall include: Immunizations for individuals 18 years of age or older as recommended by the United States Public Health Service, Centers for Disease Control, Atlanta, Georgia 30333. | In accordance with 55 PA Code Chapter 6400.141 (c)(3) the physical examination shall include immunizations for individuals 18 years of age or older as recommended by the United States Public Health Service, Centers for Disease Control, Atlanta, Georgia 30333. |
12/29/2025
| Implemented |
| 6400.181(d) | Individual #1 had an assessment that included assessment codes that were dated 6/13/25; however, the Program Specialist did not sign and date the assessment. Therefore, the assessment was incomplete. | The program specialist shall sign and date the assessment. | In accordance with 55 PS Code Chapter 6400.181 (d) the program specialist shall sign and date the assessment. |
12/19/2025
| Implemented |
| 6400.18(i) | Enterprise Incident Management incident #9681832 had a due date for the incident final section of 9/24/25. The incident final section was submitted by the agency on 10/29/25. No extension was filed for this incident. | The home shall finalize the incident report through the Department's information management system or on a form specified by the Department within 30 days of discovery of the incident by a staff person unless the home notifies the Department in writing that an extension is necessary and the reason for the extension. | In accordance with 55 PA Code 6400 (18) (i) the provider shall finalize any incident report through the Department's information management system within 30 days of discovery of the incident by a staff person unless the provider notifies the Department in writing that an extension is necessary and the reason for the extension. |
01/16/2026
| Implemented |