| Regulation | LIS Non-Compliance Area | Correction Required | Plans of Correction | Correction Date | POC Status |
| 6400.112(d) | Individuals did not evacuate the home in at least 2 ½ minutes on 2/16/25. The fire drill completed on 2/16/25 was completed in 7 minutes and 46 seconds. | Individuals shall be able to evacuate the entire building, or to a fire safe area designated in writing within the past year by a fire safety expert, within 2 1/2 minutes or within the period of time specified in writing within the past year by a fire safety expert. The fire safety expert may not be an employe of the home or agency. Staff assistance shall be provided to an individual only if staff persons are always present at the home while the individual is at the home. | This was an error of completion. Staff were retrained on proper fire drill SOP. |
09/30/2025
| Implemented |
| 6400.141(c)(9) | Individual #1 is 65 years old and has not had an annual prostate exam completed. | The physical examination shall include: A prostate examination for men 40 years of age or older. | New Case manager was hired on 3/3/25 and will be training and following up on medical appointment issues. |
10/31/2025
| Implemented |
| 6400.143(a) | Individual #1 missed a vision appointment on 6/24/25. Documentation indicated that individual #1 wanted to go to work instead of the appointment. There was no documentation providing continued attempts to trained and education Individual #1 on the importance of attending medical appointments. | If an individual refuses routine medical or dental examination or treatment, the refusal and continued attempts to train the individual about the need for health care shall be documented in the individual's record. | New case manager was given education on how to complete the forms for missed appointments. |
09/30/2025
| Implemented |
| 6400.144 | Health services including completion of Cologuard testing were not planned for or arranged. Individual #1 was ordered to complete Cologuard testing on 5/14/24. There was no documentation that this was completed. | Health services, such as medical, nursing, pharmaceutical, dental, dietary and psychological services that are planned or prescribed for the individual shall be arranged for or provided.
| New Case Manager was hired on 3/3/25 and will be trained and correcting all previous errors. All appointments have been scheduled for the next possible appointment. |
10/31/2025
| Implemented |
| 6400.151(a) | Staff #1 did not complete a physical examination every two years. Staff #1 completed a physical examination on 12/14/23 and did not complete another until 1/9/25. | A staff person who comes into direct contact with the individuals or who prepares or serves food, for more than 5 days in a 6-month period, including temporary, substitute and volunteer staff, shall have a physical examination within 12 months prior to employment and every 2 years thereafter. | Staff will be retrainined on the importance of completing physicals when assigned. |
08/31/2025
| Implemented |
| 6400.52(c)(3) | Staff #1 did not complete annual training in individual rights. | The annual training hours specified in subsections (a) and (b) must encompass the following areas: Individual rights. | Training of individual rights was completed prior to the next shift. |
10/31/2025
| Implemented |
| 6400.163(a) | Prescription medications do not have pharmacy labels. Individual #1 is prescribed Cleocin Pads. The container with the medication was missing half of the pharmacy label. | Prescription and nonprescription medications shall be kept in their original labeled containers. Prescription medications shall be labeled with a label issued by a pharmacy. | A new label was printed and applied to the medication. |
09/06/2025
| Implemented |
| 6400.165(g) | Individual #1 did not have a review of medications prescribed to treat symptoms psychiatric illness completed at least every three months. Individual #1 had a review of psychotropic medications completed on 9/27/24, 2/26/25 and 3/26/25. These reviews did not include all of the required documentation including the reason for prescribing the medication, the need to continue the medication and the necessary dosage. | If a medication is prescribed to treat symptoms of a psychiatric illness, there shall be a review by a licensed physician at least every 3 months that includes to document the reason for prescribing the medication, the need to continue the medication and the necessary dosage. | Another psychiatric appointment was already completed in August for this individual. |
09/30/2025
| Implemented |
| 6400.166(b) | Individual #1 is prescribed Nizoral and Cleocin Pads to be administered at 8PM. The Medication Administration Record (MAR) did not include staff initials on 8/3, 8/6 and 8/8 at 8PM. Individual #1 is prescribed Refresh Liquid gel at 8am, 4pm and 8pm. The MAR did not include staff initials on 8/5 at 4pm, 8/7 at 4pm, 8/8 at 8pm, and 8/9 and 8/10 at 4pm. | The information in subsection (a)(12) and (13) shall be recorded in the medication record at the time the medication is administered. | Staff retraining and a meeting scheduled with the pharmacy to ensure that there are no further issues with medical reordering. |
12/31/2025
| Implemented |
| 6400.169(a) | Staff #1 did not complete the renewal requirements of a department-approved medication administration course. Staff #1 was documented as completing the renewal requirements of a department approved medication administration course on 1/10/25, however the observations in the renewal course were not completed within 6 months of as required. Observations were documented as completed in 6/24 and 1/25. | A staff person who has successfully completed a Department-approved medications administration course, including the course renewal requirements may administer medications, injections, procedures and treatments as specified in § 6400.162 (relating to medication administration). | Three additional Practicum Observers had the course completed right before Licensing and will be completing additional observations. |
12/31/2025
| Implemented |