| Regulation | LIS Non-Compliance Area | Correction Required | Plans of Correction | Correction Date | POC Status |
| 6400.62(a) | On 11/5/25 at 11:50am a 32 oz bottle of Scrubbing Bubbles disinfectant was found under the bathroom sink. | Poisonous materials shall be kept locked or made inaccessible to individuals. | In accordance with PA Code Chapter 6400.62(a) poisonous materials shall be kept locked or inaccessible to individuals. |
12/29/2025
| Implemented |
| 6400.151(a) | Direct Service Worker #1, date of hire 10/10/23, had a physical examination dated 9/8/23. This exceeds the every 2-year requirement. | A staff person who comes into direct contact with the individuals or who prepares or serves food, for more than 5 days in a 6-month period, including temporary, substitute and volunteer staff, shall have a physical examination within 12 months prior to employment and every 2 years thereafter. | In accordance with 55 PA Code 6400.151 (a) a staff person who comes into direct contact with the individuals or who prepares or serves food for more than 5 days in a 6-month period, including temporary, substitute, and volunteer staff, shall have a physical examination within 12 months prior to employment and every 2 years thereafter. |
12/18/2025
| Implemented |
| 6400.181(e)(4) | Individual # 1's assessment, dated 5/9/25 indicated the individual needed close supervision in the community, but did not address the individual's supervision needs in the home. | The assessment must include the following information: The individual's need for supervision.
| In accordance with 55 PA Code 181 (e) (4) the assessment must also address the individual's need for supervision in the home. |
12/29/2025
| Implemented |
| 6400.181(e)(9) | Individual # 1's assessment, dated 5/9/25 had no documentation of the individual's disability. | The assessment must include the following information: Documentation of the individual's disability, including functional and medical limitations. | In accordance with 55 PA Code 6400 (e) (9) the assessment must include documentation of the individual's disability, including functional and medical limitations. |
12/29/2025
| Implemented |
| 6400.181(e)(10) | Individual # 1's assessment, dated 5/9/25 did not contain the individuals lifetime medical history. | The assessment must include the following information: A lifetime medical history. | In accordance with 55 PA Code 181 (e) (10) the assessment must contain the individual's lifetime medical history. |
12/29/2025
| Implemented |
| 6400.181(e)(12) | Individual # 1's assessment, dated 5/9/25 had no recommendation for specific areas of training, programming and services. | The assessment must include the following information: Recommendations for specific areas of training, programming and services. | In accordance with 55 PA Code 6400 (e) (12) the assessment must include recommendations for specific areas of training, programming and services. |
12/29/2025
| Implemented |
| 6400.18(i) | Enterprise Incident Management incident #9647868 had a due date for the incident final section of 7/20/25. The incident final section was submitted by the agency on 8/13/25. No extension was filed for this incident. | The home shall finalize the incident report through the Department's information management system or on a form specified by the Department within 30 days of discovery of the incident by a staff person unless the home notifies the Department in writing that an extension is necessary and the reason for the extension. | In accordance with 55 PA Code 6400 (18) (i) the provider shall finalize any incident report through the Department's information management system within 30 days of discovery of the incident by a staff person unless the provider notifies the Department in writing that an extension is necessary and the reason for the extension. |
01/16/2026
| Implemented |
| 6400.166(a)(13) | Direct Service Worker #1 administered Melatonin 10 mg to Individual #1 on 11/3/25 at 8:00pm. Direct Service Worker #1 initialed the Medication Administration Record, (MAR) on 11/3/25 at 8:00 pm as administering the medication; however, DSW #1 did not sign and initial the Master Legend of staff administering medications on the MAR. | A medication record shall be kept, including the following for each individual for whom a prescription medication is administered: Name and initials of the person administering the medication. | In accordance with 55 PA Code 6400. 166 (a) (13) a medication record shall be kept for each individual for whom a prescription medication is administered which includes the name and initials of the person administering the medication. |
12/19/2025
| Implemented |