| Regulation | LIS Non-Compliance Area | Correction Required | Plans of Correction | Correction Date | POC Status |
| 6400.72(b) | The window in the spare bedroom had a broken screen. | Screens, windows and doors shall be in good repair. | WHO: Administrative staff
WHAT: Individual window above the kitchen sink had a broken screen.
WHEN and HOW
· Immediate repair of the damaged window screen was completed.
Similar violation was identified at 3320 Mary st Apt 2 and resolved
· Target dates: 1/26/26
· Specific dates:1/29/26
A plan to prevent future occurrences
Administrative staff will conduct regular inspections, promptly repairing any damages. also require lead staff members to conduct weekly window screens inspection. |
01/29/2026
| Implemented |
| 6400.141(c)(10) | Physical forms should be completed accurately and in their entirety. Individual 4's March 25, 2025 physical did not indicate being free of communicable disease status as Yes or No albeit the physical dated May 2, 2024 indicated Yes to being free of them. | The physical examination shall include: Specific precautions that must be taken if the individual has a communicable disease, to prevent spread of the disease to other individuals. | WHO: Program specialist
WHAT: Specific precautions that must be taken if the individual has a communicable disease, to prevent spread of the disease to other individuals.
WHEN and HOW
· The individual physical form was returned the doctor's office for proper completion
There is no other violation
· Target dates:1/22/26
· Specific dates:1/27/26
A plan to prevent future occurrences
· After each annual physical appointment, The Program Specialist will review all forms during presented during the physical examination visit. The Program Specialist will conduct a presentation to the rest of the team members validating the completion of each section of the form. |
01/27/2026
| Implemented |
| 6400.217 | All consents had been signed by the individual 4's sibling although legal documentation was not provided. Additionally, the individual's admission packet that contained the consents did not have a signed copy for Medical/dental consent; however, a general consent for release of information for "medical care" and "no stop date" was dated 9/13/17 and signed by the individual's relative. Although, the individual, who is legally an adult, signed the Individual Rights form dated 9/11/25 where at section 32(b) the individual has civil and legal rights afforded by law, the relative continually signed the individual's documents. | Written consent of the individual, or the individual's parent or guardian if the individual is 17 years of age or younger or legally incompetent, is required for the release of information, including photographs, to persons not otherwise authorized to receive it.
| WHO: Administrative Staff
WHAT: Written consent of the individual, or the individual's parent or guardian if the individual is 17 years of age or younger or legally incompetent, is required for the release of information, including photographs, to persons not otherwise authorized to receive it
WHEN and HOW
· It was determined that the signatory on the individual's consent form was not the individual legal guardian. Therefore, the individual is not subject to guardianship and may consent independently.
There is no other violation
· Target dates:1/22/26
· Specific dates:3/31/26
A plan to prevent future occurrences
· By ensuring that all required documents are signed by the individual and/or their legal guardian. |
03/31/2026
| Implemented |
| 6400.24 | The Room and Board Residency Agreement (DP-1077) allows "[n]o more than 72 percent of the SSI maximum rate plus the Pennsylvania Supplement". Individual 4's room and board agreement dated 1-4-25 (signed by a relative and medical power of attorney on 3-24-25) charged $733.92, which appeared to exceed the maximum amount for 2025. Additionally, the room and board agreement dated 1-4-26 (which is only signed by the Agency's Program Specialist) charged $1243.93, which appeared to exceed the maximum amount for 2026. | The home shall comply with applicable Federal and State statutes and regulations and local ordinances. | WHO: Administrative Staff
b. WHAT: The home shall comply with applicable Federal and State statutes and regulations and local ordinances.
c. WHEN and HOW
· The Room and Board contract has been recalculated and signed by individuals and the right payee. In 2025, the individual was charged $753.92 but overpaid by $41.77 per month from January 2025 through March 2026. As a result, a total reimbursement of $626.55 will be issued to the individual.
· Target dates:1/22/26
· Specific dates:/30/26
2. A plan to prevent future occurrences
· Acute will calculate the room and board by using the lesser of the max benefit rate or the individual's SSI awarded + supplementary rate taken from the SSI federal payment amount website https://www.ssa.gov/oact/cola/SSI.html
Example 1:
Individual SSI awarded: $1000.00
Max Benefit: $994.00
Supplementary: $22.10
Room and Board calculation = 72% x (994.00 x 22.10) = 731.59
Example 2
Individual SSI awarded: $800.00
Max Benefit: $994.00
Supplementary: $22.10
Room and Board calculation = 72% x (800.00 x 22.10) = 591.91 |
03/30/2026
| Implemented |
| 6400.32(b) | Individual 4's relative had signed as being informed of individual rights, but it was unclear whether legal paperwork existed to this effect. Additionally, the information sheet listed the mother as the primary point of contact. | An individual has the right to civil and legal rights afforded by law, including the right to vote, speak freely, practice the religion of the individual's choice and practice no religion. | WHO: Program specialist
WHAT: The dividual 4's relative had signed as being informed of individual rights, but it was unclear whether legal paperwork existed to this effect. Additionally, the information sheet listed the mother as the primary point of contact.
WHEN and HOW
· It was determined that the signatory on the individual's consent form was not the individual legal guardian. Therefore, the individual is not subject to guardianship and may consent independently. All forms requiring signature were resented to the individual and were resigned by the individual.
There is no other violation
· Target dates:1/22/26
· Specific dates:3/30/26
A plan to prevent future occurrences
· Modify the intake process to require submission of documentation verifying legal guardianship by anyone claiming to be the individual's legal guardian. If no such documents in provided, the individual will assume his/her responsibility of signing all required documents. |
03/30/2026
| Implemented |
| 6400.165(g) | Individual 4 only had psychotropic medication reviews for March 4, 2025, and June 19, 2025, which the staff shared that the others had not occurred due to Crozer-Chester Hospital closure and the challenges of finding another provider. Currently, there is an appointment for February 26,2026. | If a medication is prescribed to treat symptoms of a psychiatric illness, there shall be a review by a licensed physician at least every 3 months that includes to document the reason for prescribing the medication, the need to continue the medication and the necessary dosage. | WHO: Program specialist
WHAT: If medication is prescribed to treat symptoms of a psychiatric illness, there shall be a review by a licensed physician at least every 3 months that includes documentation of the reason for prescribing the medication, the need to continue the medication and the necessary dosage.
WHEN and HOW
· All documents were retrieved from the licensed psychiatrist office reflecting the 3-month review period.
There is no other violation
· Target dates:1/22/26
· Specific dates:1/22/26
A plan to prevent future occurrences
· Documentation will be promptly retrieved during each quarterly visit and stored according. |
01/22/2026
| Implemented |
| 6400.166(a)(11) | Individual 4's medication administration record (MAR) did not list the diagnosis or purpose for each medication, including pro re nata. Only two PRNs listed its purpose. | A medication record shall be kept, including the following for each individual for whom a prescription medication is administered: Diagnosis or purpose for the medication, including pro re nata. | a. WHO: Administrative staff /Program specialist
b. WHAT: Diagnosis or purpose for the medication, including pro re nata
c. WHEN and HOW
· Diagnosis and purpose of medication have been added to MAR
MARs for all individuals have been updated to include medical documentation, including diagnoses or the purpose for all medications
· Target dates:1/26/26
· Specific dates:2/13/26
2. A plan to prevent future occurrences
· By verifying that each individual record includes complete medical documentation, including diagnoses or the purpose for all medications |
02/13/2026
| Implemented |