| Regulation | LIS Non-Compliance Area | Correction Required | Plans of Correction | Correction Date | POC Status |
| 6400.67(b) | At 12:05 PM on 12/10/25, several of the flooring boards in the home's finished attic area were missing, exposing insulation, open joist cavities, and electrical wiring, thus, posing safety hazards. The home's finished attic, was constructed with greater than six feet of standing room and is currently being utilized for storage. | Floors, walls, ceilings and other surfaces shall be free of hazards. | The maintenance department installed new subfloor on 1/15/25 |
01/15/2026
| Implemented |
| 6400.81(k)(6) | At 11:29 AM on 12/10/25, Individual #1's bedroom did include a mirror. Individual #1's current Restrictive Procedure Plan, dated 4/21/25, did not include any language or reference to the restriction of a mirror in Individual #1's bedroom or home. In addition, Individual #1's Service Plan, last updated 11/5/25, did not contain any language or reference to the following: Individual #1's choice not to have a mirror in their bedroom; a medical condition prescribed or recommended by a physician requiring an alternative to having a mirror in Individual #1's bedroom; or a behavioral need that could be exacerbated by the presence of a mirror in Individual #1's bedroom. | In bedrooms, each individual shall have the following: A mirror. | Mirror was installed in bedroom on 12/12/25 by the Maintenance Department. |
01/15/2026
| Implemented |
| 6400.82(f) | At 11:26 AM on 12/10/25, the home's only bathroom did not include a wall mirror hung at a viewable level in which Individual #1 can utilize for completing basic hygiene. This bathroom included only a mirror that was installed on the wall above the tub and shower area at a height of six feet and 11 inches from the floor. Individual #1's current Restrictive Procedure Plan, dated 4/21/25, did not include any language or reference to the restriction of a mirror in Individual #1's home. In addition, Individual #1's Service Plan, last updated 11/5/25, did not contain any language or reference to the following: a medical condition prescribed or recommended by a physician requiring an alternative to having a mirror in Individual #1's bathroom; or a behavioral need that could be exacerbated by the presence of a mirror in Individual #1's bathroom. | Each bathroom and toilet area that is used shall have a sink, wall mirror, soap, toilet paper, individual clean paper or cloth towels and trash receptacle. | Mirror was installed in bathroom on 12/12/25 by maintenance personnel. |
01/15/2026
| Implemented |
| 6400.32(h) | At 11:10 AM on 12/10/25, the home was equipped with Ring cameras installed in the living room and staff office that are both located on the first floor. Individual #1's current Restrictive Procedure Plan, dated 4/21/25, documented that Individual #1 provided their verbal consent to the use of a camera in the home's staff office due to threats that Individual #1 had made to staff in the past. However, Individual #1's current Restrictive Procedure Plan did not include the following to establish Individual #1's full consent to the use of Ring cameras in the home: the use of a camera in the home's living room and its intended purpose; the type of feed (visual and/or audio) that the home's cameras capture; the identification of those who can access the feed and/or recordings; and the length of time for which any captured recordings are stored. Therefore, without the agency having provided full disclosure to Individual #1 regarding the use of cameras in the home, Individual #1's consent was not obtained, resulting in an intrusion upon their right to privacy of person and possessions. | An individual has the right to privacy of person and possessions. | Program Specialist will go over the updated Video Surveillance Acknowledgement form at the Individuals Quarterly meeting with his team to get consent. The Video Surveillance Acknowledgement form will be kept in his record. |
01/23/2026
| Implemented |
| 6400.52(a)(1) | Direct Service Worker #1 completed 22.10 documented hours of annual training for the 2024-2025 fiscal year on 7/25/24 in the following required topics, which were documented on their College of Direct Supports transcript: "Person-Centered Planning" (2.0 hours), "Community Inclusion" (3.1 hours), "Individual Rights and Choice" (1.0 hours), "Individual Choice" (3.0 hours), "Dynamics and Challenges of Developing and Maintaining Relationships" (2.0 hours), "Developing and Maintaining Relationships" (2.0 hours), "Job-Related Knowledge and Skills: Overview of DSP Job Duties" (3.0 hours), "Implementation of the ISP and Safe and Appropriate Use of BSP Training" (1.5 hours), "Fatal Five (Plus One)" (1.0 hours), "Agency Contingency Plan" (1.0 hours), "Sexual Harassment Training" (0.5 hours), and "Job ISP/ BSP Review/ Physical Crisis Intervention" (2.0 hours). This does not meet the 24 hours of training as required by regulation. | The following shall complete 24 hours of training related to job skills and knowledge each year: Direct service workers. | The training department has started documenting all dates of training hours instead of just the completed date of the training to reflect an accurate record of Employee training hours completed in college of direct support and agency trainings. |
01/15/2026
| Implemented |
| 6400.186 | Individual #1's Service Plan, last updated 11/5/25, stated, "[Individual #1] has not attempted to ingest or misuse poisonous materials. [However], due to [Individual #1's] impulsivity and threats of self-harm, poisonous materials are secured in the staff office." At 11:18 AM on 12/10/25, located underneath the kitchen sink were the following unlocked poisonous cleaners: an 18-Pad box of SOS Steel Wool Soap Pads; a 10-pad box of Great Value Steel Wool Soap Pads; and 75 fluid-ounce bottle of Great Value of Dish Liquid Soap with directions to contact Poison Control if absorbed or ingested. | The home shall implement the individual plan, including revisions. | On 12/10/25 the poison materials were locked back up in the staff office |
01/15/2026
| Implemented |