| Regulation | LIS Non-Compliance Area | Correction Required | Plans of Correction | Correction Date | POC Status |
| 6400.62(a) | Poisons were not locked up. | Poisonous materials shall be kept locked or made inaccessible to individuals. | All hazardous materials; were locked per individual #3 ISP instructions on 9/3/2025. All staff was trained on the physical site section of the 6400 regulations on 9/8/2025. |
09/08/2025
| Implemented |
| 6400.64(a) | There was baked in grease and grime in the oven. | Clean and sanitary conditions shall be maintained in the home. | On 9/3/2025, Oven cleaned and sanitized immediately. |
09/03/2025
| Implemented |
| 6400.77(b) | There were no tape, tweezers, thermometer or scissors in the first aid kit. | A first aid kit shall contain antiseptic, an assortment of adhesive bandages, sterile gauze pads, a thermometer, tweezers, tape, scissors and syrup of Ipecac, if an individual 4 years of age or younger, or an individual likely to ingest poisons, is served. | On 9/3/25 first aid kit replenished with tape, tweezers, thermometer, scissors and place in the home. |
09/03/2025
| Implemented |
| 6400.113(a) | Fire Safety training was conducted 2/5/2025. Previous training was not found. Individual #3 was admitted 7/15/2023. | An individual, including an individual 17 years of age or younger, shall be instructed in the individual's primary language or mode of communication, upon initial admission and reinstructed annually in general fire safety, evacuation procedures, responsibilities during fire drills, the designated meeting place outside the building or within the fire safe area in the event of an actual fire and smoking safety procedures if individuals smoke at the home. | Fire safety for Individual #3 was completed on 2/1/2024. Provider was trained by Fire Marshall 5/30/2023. |
09/03/2025
| Implemented |
| 6400.141(a) | Incomplete Physical for 5/9/2024 on file for Individual #3. No physical on file for 2025. | An individual shall have a physical examination within 12 months prior to admission and annually thereafter. | On 9/5/2025, A copy of 5/9/2025 physical retrieved from PCP, copy of form is added to individual file. |
09/05/2025
| Implemented |
| 6400.142(h) | No dental care plan is on record for #Individual #3. | The dental hygiene plan shall be kept in the individual's record. | On 9/4/2025 Dental-hygiene plan was obtained from the dentist and filed on 09/5/2025 a copy is kept individual #3 medical book. |
09/05/2025
| Implemented |
| 6400.171 | There was cooked chicken left unwrapped in the microwave oven, and the individual was out in the community. | Food shall be protected from contamination while being stored, prepared, transported and served.
| Food was discarded on 9/3/25 immediately and the microwave cleaned. All DSPs were retrained on safe food storage and handling practices from 6400 regulations on 9/4/2025. |
09/04/2025
| Implemented |
| 6400.181(a) | The record for Individual #3 was Missing the 2025 and 2024 annual assessments. | Each individual shall have an initial assessment within 1 year prior to or 60 calendar days after admission to the residential home and an updated assessment annually thereafter. The initial assessment must include an assessment of adaptive behavior and level of skills completed within 6 months prior to admission to the residential home. | On 9/3/25 Program Specialist and CEO Updated assessment to reflect current information on individual #4. |
09/04/2025
| Implemented |
| 6400.32(e) | There was plexiglass covering all the windows in the home, preventing the individual from opening their windows. | An individual has the right to make choices and accept risks. | Maintenance removed the plexiglass to restore window function and airflow on 9/4/2025. A work order was created to put safety glass into the windows on 9/4/2025 Window will be replaced on 10/25/2025. |
09/04/2025
| Implemented |
| 6400.34(a) | Individual Rights were last signed 6/5/2025 for Individual #3. The rights were previously signed 8/25/2023. | The home shall inform and explain individual rights and the process to report a rights violation to the individual, and persons designated by the individual, upon admission to the home and annually thereafter. | Program Specialist reviewed and re-signed rights with the individual on 9/3/2025. A copy of form is kept in the individual #3 file at the office. |
09/04/2025
| Implemented |
| 6400.165(g) | The psychotropic medication reviews for Individual #3 only occurred on 5/27/2025, 7/8/2025 and 8/5/2025. Some documentation is also missing at times such as reason for prescription, need to continue prescription and doses. | If a medication is prescribed to treat symptoms of a psychiatric illness, there shall be a review by a licensed physician at least every 3 months that includes to document the reason for prescribing the medication, the need to continue the medication and the necessary dosage. | On 10/7/2025, Individual #3 completed a 90-day medication review. forms were place in a file in the office. |
10/08/2025
| Implemented |
| 6400.166(a)(4) | The PRN medication, Melatonin, was in with the medications, but not on the MAR for individual #3. The nurse entered the Melatonin information on the MAR during the inspection | A medication record shall be kept, including the following for each individual for whom a prescription medication is administered: Name of medication. | Nurse entered the medication onto the MAR immediately during inspection and verified all other medications for accuracy. Med Techs were retrained on notifying nursing of new medications. MAR was updated on 9/3/2025 |
09/04/2025
| Implemented |
| 6400.166(a)(11) | With the exception of Trazadone, Acetaminophen and Diphenhydramine, there were no diagnoses or purpose for the medications on the MAR of individual for Individual #3. | A medication record shall be kept, including the following for each individual for whom a prescription medication is administered: Diagnosis or purpose for the medication, including pro re nata. | All MARs updated to include medication purposes and diagnosis on 10/1/2025. All MAR was placed in the medication book. |
10/06/2025
| Implemented |
| 6400.181(f) | The notification of the 2024 ISP meeting was not found for Individual #3. | The program specialist shall provide the assessment to the individual plan team members at least 30 calendar days prior to an individual plan meeting. | Copy of the 2024 ISP meeting notice was located from email correspondence and filed on 09/5/2025. Program Specialist created a checklist ensuring all ISP notices are retained. |
09/05/2025
| Implemented |
| 6400.183(c) | The record for Individual #3 was missing the 8/12/2025 ISP sign-in. The 2024 sign-in was not found either. | The list of persons who participated in the individual plan meeting shall be kept. | On 9/3/2025 CEO reached out to Support Coordinator requesting a copy of the sign in sheet. Sign-in sheet obtained from the support's coordinator and filed in chart on 10/06/2025 |
10/06/2025
| Implemented |