| Regulation | LIS Non-Compliance Area | Correction Required | Plans of Correction | Correction Date | POC Status |
| 6400.21(a) | Direct Support Professional #1's date-of-hire is 4/27/24. The agency completed a Pennsylvania criminal history check to the State Police on 4/12/24, revealing a criminal history record involving damage to attended vehicle property. However, the agency did not provide documentation of a criminal record review outlining their consideration for hiring Direct Support Professional #1 based on the following factors: the nature of the crime; the facts surrounding the conviction; the time elapsed since the conviction; the evidence of Direct Support Prfoessional#1's rehabilitation; and the nature and requirements of the job. | An application for a Pennsylvania criminal history record check shall be submitted to the State Police for prospective employes of the home who will have direct contact with individuals, including part-time and temporary staff persons who will have direct contact with individuals, within 5 working days after the person's date of hire.
| As of 2-9-2025, ALC has developed and implemented the Determination of Hire form . This form will ensure that the decision to hire an employee with a criminal record is documented and reviewed with the prospective employee. |
02/09/2025
| Implemented |
| 6400.64(a) | At 11:34 AM on 1/30/25, the ceiling on the inside of the microwave was stained with food remnants and its interior surface finish was delaminating. At 11:35 AM, there were streaks of yellow-stained grease, measuring approximately one-half inches in length. At 11:37 AM, there were several circular grease splatters in multiple areas on the ceiling of the kitchen. At 11:44 AM, there were several brown water spots in multiple areas on the ceiling in the bathroom located in the hallway on the home's first floor. | Clean and sanitary conditions shall be maintained in the home. | As of 1/30/2025:
The old microwave, with food remnant stained ceilings and delaminating interior surfaces, was removed from the home and properly disposed. A brand new microwave has been purchased and placed into the home.(see attached receipt of purchase)
The yellow-stained grease streaks, measuring approximately one-half inch in length, has been cleaned.
-Multiple circular grease splatters on the kitchen ceiling have been cleaned.
-The several brown water spots on the ceiling in the bathroom located in the hallway on the home's first floor, have been cleaned.
DSP will use ALIS to document that the microwave is cleaned after each use. |
01/30/2025
| Implemented |
| 6400.64(f) | At 11:15 AM on 1/30/25, there was one tall kitchen bag that was tied and laying on the ground next to the trash receptacles outside. At 11:17 AM, one outside trash receptacle was full of miscellaneous garbage and did not contain a lid. At 11:42 AM, located at the rear exit from the basement of the home, there was an inordinate amount of miscellaneous articles of trash laying on the ground outside. | Trash outside the home shall be kept in closed receptacles that prevent the penetration of insects and rodents. | The following discoveries were made on the home's weekly scheduled garbage pickup date of the following:
-tied tall kitchen bag laying on the ground next to the trash receptacle,
-the trash receptacle without a lid full of miscellaneous garbage, and
-the inordinate amount if miscellaneous articles of trash laying on the ground outside near the rear exit of the basement of the home.
The trash receptacle that was outside without a lid was disposed of. All remaining trash receptacles have attached lids.
The garbage was picked up about 30mins after the discoveries were documented.
Going forward, Compliance managers will ensure all outside trash receptacles are in compliance with regulation 6400.64(f). |
02/05/2025
| Implemented |
| 6400.101 | At 11:39 AM on 1/30/25, there was sliding latch lock on the interior of the basement door that leads to the attached garage. The garage did not have an exterior swing door. Therefore, an entrapment area or blocked egress exists. | Stairways, halls, doorways, passageways and exits from rooms and from the building shall be unobstructed.
| As of 2-1-2025 The sliding latch lock on the interior of the basement door causing an entrapment area or blocked egress exists was removed. |
02/01/2025
| Implemented |
| 6400.141(c)(3) | Individual #1's date-of-admission is 5/10/24, and their date-of-birth is 9/20/68. Neither of Individual #1's physical examinations completed on 5/3/24 and 11/1/24, nor their content of records included documentation of a tetanus-diphtheria immunization having ever been received. | The physical examination shall include: Immunizations for individuals 18 years of age or older as recommended by the United States Public Health Service, Centers for Disease Control, Atlanta, Georgia 30333. | Individual #1 did not receive a TDap immunization prior to admission. Individual #1's PCP does not offer the TDap vaccine to Medicaid participants.
Therefore, we spoke with individual #1's legal guardian to inform them of the regulatory requirement that we need to follow. The legal guardian agreed to change his PCP to:
United Physicians-305 ¿ 7th Street, New Kensington, PA 15068.
Individual #1 is scheduled to establish care and receive the TDap vaccine on 2-27-2025
Going forward , ALC has implemented our electronic health record system called Assisted Living Intelligent Solutions also known as ALIS.
ALIS will be used to ensure all immunizations, as outlined by the regulations, are in compliance. |
02/18/2025
| Implemented |
| 6400.141(c)(14) | Individual #1's most recent physical examination completed on 11/1/24, did not address medical information pertinent to diagnosis and treatment in case of an emergency. This section was left blank. | The physical examination shall include: Medical information pertinent to diagnosis and treatment in case of an emergency. | ALC has implemented our electronic health record system called Assisted Living Intelligent Solutions also known as ALIS.
Medical Records coordinator and Administrative coordinator will perform the 2-step review process. This will ensure that all medical information pertinent to diagnosis and treatment in case of an emergency is documented |
02/18/2025
| Implemented |
| 6400.142(d) | Individual #1's date-of-admission is 5/10/24, and their date-of-birth is 9/20/68. Their initial and current dental examination completed on 10/28/24, did not include a teeth cleaning or a gums and dentures check. | The dental examination shall include teeth cleaning or checking gums and dentures. | Individual #1's current provider is not a Medicaid provider and was not able to complete the full dental exam.
As of 2-11-2025, an application was submitted to Accessible Dental for individual #1 to establish dental care and receive a complete dental exam. (see attached email confirmation) |
02/11/2025
| Implemented |
| 6400.15(b) | The agency used the Self-Inspection and Declaration Tool, modified June 2018 to measure and record compliance at the home on December 30, 2024, which does not contain all the elements in the current Department's licensing inspection instrument released on February 20, 2020. | (b) The agency shall use the Department's licensing inspection instrument for the community homes for individuals with an intellectual disability or autism regulations to measure and record compliance. | ALC has disposed of all copies of the self inspection and declaration tool modified June-2018 and replaced them with the correct version modified Feb-2020 as located in the 6400 Regulatory compliance guide printed March15,2023.
The compliance managers, who are responsible for completing the self inspection and declaration tool, were trained 2-10-2025 that going forward, the self inspection and declaration tool modified Feb-2020 is the correct form to be used when conducting home inspections. |
02/10/2025
| Implemented |
| 6400.18(i) | Enterprise Incident Management # 9475735 for neglect, involving failure to provide needed supervision, was discovered on 8/29/24 at 12:30 PM and finalized on 10/3/24 at 5:11 PM. The due date for finalization was 9/26/24, and no extensions were filed. | The home shall finalize the incident report through the Department's information management system or on a form specified by the Department within 30 days of discovery of the incident by a staff person unless the home notifies the Department in writing that an extension is necessary and the reason for the extension. | The point person will check all incidents on a daily basis. This will ensure that all incidents are finalized within 30days of the date of discovery. |
02/20/2025
| Implemented |
| 6400.165(g) | Individual #1's date-of-admission is 5/10/24, and they are prescribed medication to treat symptoms of a psychiatric illness. The medication review completed on 9/27/24, did not document the medication that was reviewed by the licensed physician. | If a medication is prescribed to treat symptoms of a psychiatric illness, there shall be a review by a licensed physician at least every 3 months that includes to document the reason for prescribing the medication, the need to continue the medication and the necessary dosage. | The medication review document for individual #1 for 9/27/24, was developed to display the medication name in "red" when viewing the document on a computer. This caused the medication names to print out "blank" since our printer is black and white only.
Therefore, the medication review form has been reformatted to be in "black" ink only. This will avoid any printing errors in the future. |
02/18/2025
| Implemented |
| 6400.182(c) | Individual #1's Individual Support Plan, last updated on 12/4/24, was not revised to reflect their current needs as based on their current assessment, completed on 6/12/24, in the following health and safety skill domains: Regarding poisonous materials, Individual #1's Individual Support Plan stated that they would not ingest poisons but did not address their ability to safely use such substances or indicate if supervision is required. Individual #1's assessment indicated that they can both avoid and safely use poisonous substances with staff supervision; and regarding non-insulated heat sources exceeding 120 degrees Fahrenheit, Individual #1's Individual Support Plan left this skill domain unaddressed entirely, while their assessment indicated Individual #1 can independently sense and quickly move away from such heat sources. | The individual plan shall be initially developed, revised annually and revised when an individual's needs change based upon a current assessment. | The assessment information for individual #1 is correct.
Individual #1's Supports Coordinator was notified of the of the missing information to be updated in the ISP. |
02/20/2025
| Implemented |