Regulation | LIS Non-Compliance Area | Correction Required | Plans of Correction | Correction Date | POC Status |
2380.89(h) | The fire drills held over the annual review year do not state the alarm detector/pull station that was set off. | A fire alarm shall be set off during each fire drill. | The fire drill documentation form now contains a section where staff will document the alarm detector/pull station that was set off for that particular drill. |
02/22/2018
| Implemented |
2380.111(c)(7) | Individual #1 8/10/17 physical did not include the complete assessment of health maintenance needs, medication regimen, and blood work. | The physical examination shall include: An assessment of the individual's health maintenance needs, medication regimen and the need for blood work at recommended intervals. | The director and/or nurses will review the physical forms to make sure that each area is fully completed including an assessment of the individuals health maintenance needs, medication regimen and the need for blood work at recommended intervals. |
02/22/2018
| Implemented |
2380.111(c)(8) | Individual #4 8/12/17 physical the physical limitations was blank. | The physical examination shall include: Physical limitations of the individual. | The director and/or nurses will review the physical forms to make sure that each area is fully completed including information on physical limitations of the individual. |
02/22/2018
| Implemented |
2380.113(c)(4) | Staff #1 5/2/17 physical and staff #2 11/29/17 physical did not document information of medical problems which might interfere with the safety or health of the individuals. | The physical examination shall include: Information of medical problems which might interfere with the safety or health of the individuals. | The director and/or nurses will review the physical forms to make sure that each area is fully completed including information of medical problems which might interfere with the safety or health of the individuals. |
02/22/2018
| Implemented |
2380.173(9) | Individual #2 ISP updated 9/25/17 states she has a prescription for the medication Diazepam 1 tab PRN rectally as needed for seizures. This medication has never been at the program and staff are unsure if this medication is active. Following up asap per licensing direction. | Each individual¿s record must include the following information: Content discrepancies in the ISP, the annual update or revision under § 2380.186. | All Program Specialist are aware that each individuals ISP must contain discrepensies if protocals are different in various environments. Individual #2 has diazepam as part of their seizure protocal but it is not given or kept at the day program. That difference needs to be stated in the ISP. |
02/22/2018
| Implemented |
2380.177 | There was no consent for information released for individuals #1, #2, #3, #4, and #5. | Written consent of the individual, or the individual's parent or guardian if the individual is incompetent, is required for the release of information, including photographs, to persons not otherwise authorized to receive it. | A written consent form was developed that authorizes the release of information, including photographs, to persons not otherwise authorized to receive it by the individual, parents or guardian. |
02/22/2018
| Implemented |
2380.181(d) | Individual #1 Program Sprcialist did not sign and date individual #1 2/6/17 assessment. | The program specialist shall sign and date the assessment. | The program specialist will sign and date each assessment; a computerized signature will not count as a acceptable signature. |
02/22/2018
| Implemented |
2380.181(e)(1) | Individual #1 2/6/17 assessment and individual #2 3/5/17 assessment do not include their preferences. | The assessment must include the following information: Functional strengths, needs and preferences of the individual. | The Program specialist will make sure that the assessment addresses current updates and revisions including functional strengths, needs and preferences of the individual. |
02/22/2018
| Implemented |
2380.181(e)(6) | The ability to use poisonous substances safely was not documented in #1, #2, #3, #4, and #5 all current assessments. | The assessment must include the following information: The individual¿s ability to safely use or avoid poisonous materials, when in the presence of poisonous materials. | The Program specialist will make sure that the assessment addresses current updates and revisions including the individuals ability to safely use or avoid poisonous materials. when in the presence of poisonous materials. |
02/22/2018
| Implemented |
2380.181(e)(7) | The ability to sense and move away from heat sources was not documented in #1, #2, #3, #4, and #5 all current assessments. | The assessment must include the following information: The individual¿s knowledge of the danger of heat sources and ability to sense and move away quickly from heat sources which exceed 120° F and are not insulated. | The Program specialist will make sure that the assessment addresses current updates and revisions including the individuals knowledge of the danger of heat sources and ability to sense and move away quickly from heat sources which exceed 120 degrees and are not insulated. |
02/22/2018
| Implemented |
2380.181(e)(13)(i) | No progress and growth in the area of Health for individual #3 5/15/17 assessment. | The assessment must include the following information: The individual¿s progress over the last 365 calendar days and current level in the following areas: Health. | The Program specialist will make sure that the assessment addresses current updates and revisions including the individuals progress in the area of health over the last 365 calendar days and their current level. |
03/01/2018
| Implemented |
2380.181(e)(13)(iii) | No progress and growth in the area of personal adjustment noted for individual #1 2/6/17 assessment and individual #4 10/2/17 assessment. | The assessment must include the following information: The individual¿s progress over the last 365 calendar days and current level in the following areas: Personal adjustment. | The Program specialist will make sure that the assessment addresses current updates and revisions including the individuals progress in the area of personal adjustment over the last 365 calendar days and their current level. |
02/22/2018
| Implemented |
2380.181(e)(13)(iv) | No progress and growth in the area of socialization for individual #1 2/6/17 assessment, individual #2 3/5/17 assessment, individual #3 5/15/17 assessment, and individual #4 10/2/17 assessment. | The assessment must include the following information: The individual¿s progress over the last 365 calendar days and current level in the following areas: Socialization. | The Program specialist will make sure that the assessment addresses current updates and revisions including the individuals progress in the area of socialization over the last 365 calendar days and their current level. |
02/22/2018
| Implemented |
2380.181(e)(13)(v) | No progress and growth in the area of recreation for individual #1 2/6/17 assessment, individual #2 3/5/17 assessment, individual #3 5/15/17 assessment, and individual #4 10/2/17 assessment. | The assessment must include the following information: The individual¿s progress over the last 365 calendar days and current level in the following areas: Recreation. | The Program specialist will make sure that the assessment addresses current updates and revisions including the individuals progress in the area of recreation over the last 365 calendar days and their current level. |
02/22/2018
| Implemented |
2380.181(e)(13)(vi) | No progress and growth in the area of community integration for individual #1 2/6/17 assessment, individual #2 3/5/17 assessment, individual #3 5/15/17 assessment, and individual #4 assessment. | The assessment must include the following information: The individual¿s progress over the last 365 calendar days and current level in the following areas: Community-integration. | The Program specialist will make sure that the assessment addresses current updates and revisions including the individuals progress in the area of community-integration over the last 365 calendar days and their current level. |
02/22/2018
| Implemented |
2380.183(3) | Individual #2 ISP updated 9/25/17 does not explain the method of evaluation to determine progress towards her goal routine'. It only states she will maintain her routine and interact with peers. Individual #4 updated ISP 2/10/17 states he will participate in daily living, personal care and downtime activities for increasing periods of time. | The ISP, including annual updates and revisions under § 2380.186 (relating to ISP review and revision), must include the following: Current status in relation to an outcome and method of evaluation used to determine progress toward that expected outcome. | Program specialists received direction that the ISP, including annual updates and revisions must include the current status in relation to an outcome and method of evaluation used to determine progress toward that expected outcome. |
02/21/2018
| Implemented |
2380.183(5) | Individual #2 takes psychotropic medications. She did have a behavioral plan in place; however that has since ended 8/2/17. Currently there is no SEEN plan in place. | The ISP, including annual updates and revisions under § 2380.186 (relating to ISP review and revision), must include the following: A protocol to address the social, emotional and environmental needs of the individual, if medication has been prescribed to treat symptoms of a diagnosed psychiatric illness. | The Program specialist will make sure that the ISP contains current updates and revisions including protocols to address the social, emotional and environmental needs of the individual. If the individual takes psychotropic medications that will also be listed in the ISP as well as a current SEEN plan. |
02/22/2018
| Implemented |
2380.183(7)(iii) | Individuals #1, #2, #4, and #5 current ISP's do not include their potential to advance in competitive community integrated employment. | The ISP, including annual updates and revisions under § 2380.186 (relating to ISP review and revision), must include the following: Assessment of the individual¿s potential to advance in the following: Competitive community-integrated employment. | The Program specialist will make sure that the Assessment and ISP contains current updates and revisions including the potential to advance in community integrated employment. |
02/22/2018
| Implemented |
2380.184(a) | There was no DSP at individual #1 3/28/17 ISP meeting. | The plan team shall participate in the development of the ISP, including the annual updates and revisions under § 2380.186 (relating to ISP review and revision). | A form was created and given to staff to complete regarding the individuals progress, wants, likes, needs progress on goals, etc. when an individuals ISP is taking place. This form will be utilized by the program specialists when a DSW cannot attend the ISP meeting. |
02/21/2018
| Implemented |
2380.186(a) | Individual #3 12/4/17 ISP review was late. It should have been completed no later than 11/30/17. Her Annual review update date is 11/15/17. Individual #4 1/2/18 ISP review was late. His annual review update date 3/15/17. It needed to be completed by 12/30/17. | The program specialist shall complete an ISP review of the services and expected outcomes in the ISP specific to the facility licensed under this chapter with the individual every 3 months or more frequently if the individual¿s needs change which impact the services as specified in the current ISP. | The program specialist has been informed that an ISP review of the services and expected outcomes in the ISP need to take place with the individual every 3 months or more frequently if the individuals needs change which impact the services as specified in the current ISP. |
02/21/2018
| Implemented |
2380.186(c)(2) | Individuals #2, #4, and #5 have a seizure protocol in place. These protocols were not reviewed during each ISP review over the annual review year. | The ISP review must include the following: A review of each section of the ISP specific to the facility licensed under this chapter. | The program specialists were informed that an ISP review must include a review of the seizure protocol that is in place over the annual review year. |
02/21/2018
| Implemented |
2380.186(d) | There was no documentation that individual #4 ISP reviews over the annual review year were sent to his family living provider. | The program specialist shall provide the ISP review documentation, including recommendations, if applicable, to the SC or plan lead, as applicable, and plan team members within 30 calendar days after the ISP review meeting. | A form was developed that shows that all team members were sent the ISP reviews throughout the year. This form includes recommendations. |
02/21/2018
| Implemented |
2380.186(e) | No option to decline ISP reviews for all records reviewed; individuals' #1, #2, #3, #4, and #5. | The program specialist shall notify the plan team members of the option to decline the ISP review documentation. | A form was developed and will be distributed at each annual ISP meeting that will give plan team members the option to decline the ISP documentation. |
02/21/2018
| Implemented |